0001018500-20-000002.txt : 20201028 0001018500-20-000002.hdr.sgml : 20201028 20201028135636 ACCESSION NUMBER: 0001018500-20-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201014 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT CENTRAL INDEX KEY: 0001018500 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 201267633 MAIL ADDRESS: STREET 1: P.O. BOX 4 CITY: WALPOLE STATE: NH ZIP: 03608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2020-10-14 2020-10-15 0 0001059213 DIVIDEND & INCOME FUND DNIF 0001018500 WINMILL THOMAS BASSETT P.O. BOX 4 WALPOLE NH 03608 1 1 0 0 See "Explanation of Responses" Shares of Beneficial Interest 2020-09-25 4 J 0 59.573 9.2487 A 16326.608 D Shares of Beneficial Interest 2020-09-25 4 J 0 391.157 9.2487 A 16717.765 D Shares of Beneficial Interest 2020-10-14 4 P 0 401 9.56 A 17118.765 D Shares of Beneficial Interest 2020-10-14 4 P 0 4599 9.65 A 21717.765 D Reflects shares acquired through reinvestment of dividends. Reflects shares acquired through reinvestment of dividends. Correction made to the number of shares owned following the transaction. Correction made to the number of shares owned following the transaction. The Reporting Person is a trustee, president, chief executive officer, chief legal officer, and portfolio manager of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates. Thomas B. Winmill 2020-10-28