0001018500-20-000002.txt : 20201028
0001018500-20-000002.hdr.sgml : 20201028
20201028135636
ACCESSION NUMBER: 0001018500-20-000002
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201014
FILED AS OF DATE: 20201028
DATE AS OF CHANGE: 20201028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT
CENTRAL INDEX KEY: 0001018500
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08747
FILM NUMBER: 201267633
MAIL ADDRESS:
STREET 1: P.O. BOX 4
CITY: WALPOLE
STATE: NH
ZIP: 03608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND
CENTRAL INDEX KEY: 0001059213
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 510382212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC.
DATE OF NAME CHANGE: 20110210
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC
DATE OF NAME CHANGE: 19980406
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2020-10-14
2020-10-15
0
0001059213
DIVIDEND & INCOME FUND
DNIF
0001018500
WINMILL THOMAS BASSETT
P.O. BOX 4
WALPOLE
NH
03608
1
1
0
0
See "Explanation of Responses"
Shares of Beneficial Interest
2020-09-25
4
J
0
59.573
9.2487
A
16326.608
D
Shares of Beneficial Interest
2020-09-25
4
J
0
391.157
9.2487
A
16717.765
D
Shares of Beneficial Interest
2020-10-14
4
P
0
401
9.56
A
17118.765
D
Shares of Beneficial Interest
2020-10-14
4
P
0
4599
9.65
A
21717.765
D
Reflects shares acquired through reinvestment of dividends.
Reflects shares acquired through reinvestment of dividends.
Correction made to the number of shares owned following the transaction.
Correction made to the number of shares owned following the transaction.
The Reporting Person is a trustee, president, chief executive officer, chief legal officer, and portfolio manager of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates.
Thomas B. Winmill
2020-10-28