0001018500-18-000001.txt : 20180212
0001018500-18-000001.hdr.sgml : 20180212
20180212091433
ACCESSION NUMBER: 0001018500-18-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT
CENTRAL INDEX KEY: 0001018500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08747
FILM NUMBER: 18594118
MAIL ADDRESS:
STREET 1: P.O. BOX 4
CITY: WALPOLE
STATE: NH
ZIP: 03608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND
CENTRAL INDEX KEY: 0001059213
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 510382212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC.
DATE OF NAME CHANGE: 20110210
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC
DATE OF NAME CHANGE: 19980406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-09
0
0001059213
DIVIDEND & INCOME FUND
DNI
0001018500
WINMILL THOMAS BASSETT
P.O. BOX 4
WALPOLE
NH
03608
1
1
0
0
See "Explanation of Responses"
Shares of Beneficial Interest
2018-02-09
4
J
0
4120
14.2
A
16029
D
Represents shares received from the exercise of Rights and oversubscription pursuant to the Issuer's Rights Offering that expired on January 26, 2018.
The Reporting Person is a director, president, chief executive officer, and chief legal officer of the Issuer, a manager and officer of the Issuer's registered investment adviser, and a director and officer of their affiliates. Additionally, the Reporting Person is a portfolio manager of the Issuer.
Thomas B. Winmill
2018-02-12