0001018500-12-000001.txt : 20120109
0001018500-12-000001.hdr.sgml : 20120109
20120109155238
ACCESSION NUMBER: 0001018500-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120106
FILED AS OF DATE: 20120109
DATE AS OF CHANGE: 20120109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND, INC.
CENTRAL INDEX KEY: 0001059213
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 510382212
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850400
MAIL ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC
DATE OF NAME CHANGE: 19980406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT
CENTRAL INDEX KEY: 0001018500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08747
FILM NUMBER: 12517559
MAIL ADDRESS:
STREET 1: P.O. BOX 4
CITY: WALPOLE
STATE: NH
ZIP: 03608
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-01-06
0
0001059213
DIVIDEND & INCOME FUND, INC.
DNI
0001018500
WINMILL THOMAS BASSETT
P.O. BOX 4
WALPOLE
NH
03608
1
1
0
1
President
See "Explanation of Responses"
Common Stock
2012-01-06
4
J
0
15000
3.18
A
20500
D
Represents shares received from the exercise of Rights pursuant to the Issuer's Rights Offering dated November 14, 2011 and expired on December 23, 2011.
The Reporting Person is a manager and officer of the Issuer's registered investment adviser and a director and officer of its affiliates. The Reporting Person is also a member of the Investment Policy Committee of the Issuer's registered investment adviser. The Investment Policy Committee manages the portfolio of the Issuer.
Thomas B. Winmill
2012-01-09