-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HP+dG6HSsO5J4pFIUlyhgYQMmwnrDvgaOwmiv/qXlmiM40ARvVicv+Zhg0HBdxAT vyAFOU9C57ujERfAkmDX8A== 0001018500-03-000059.txt : 20031119 0001018500-03-000059.hdr.sgml : 20031119 20031119163429 ACCESSION NUMBER: 0001018500-03-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031117 FILED AS OF DATE: 20031119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL THOMAS BASSETT CENTRAL INDEX KEY: 0001018500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 031013266 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-17 0 0000052234 WINMILL & CO INC WNMLA 0001018500 WINMILL THOMAS BASSETT 11 HANOVER SQ NEW YORK NY 10005 1 1 1 0 President Class A Common Stock 2003-11-17 4 F 0 31875 4.15 D 170645 D Class A Common Stock 2003-11-17 4 A 0 55000 1.65 A 170645 D Class A Common Stock 2003-11-17 4 A 0 25000 1.661 A 170645 D Class A Common Stock 2003-11-17 4 D 0 36164 4.15 D 134481 D Incentive Stock Option 1.65 2003-11-17 4 M 0 55000 1.65 D 2000-12-12 2005-12-11 Class A Common Stock 55000 0 D Incentive Stock Option 1.661 2003-11-17 4 M 0 25000 1.661 D 2002-12-10 2007-12-09 Class A Common Stock 25000 0 D Mr. Winmill tendered a total of 36,164 shares for sale to Winmill & Co. Incorporated to be applied to a promissory note as interest and principal in the amount of $150,079. Includes options held by Mr Winmill, if any; also includes 10,000 shares held by Mr. Winmill's sons, of which he disclaims beneficial ownership. Thomas B. Winmill 2003-11-19 -----END PRIVACY-ENHANCED MESSAGE-----