-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3cMKTb5SMmycTNO/2axkyN1DeRzFdCNMR5G09E24cDv8c8fFldidTsevBSBlP0/ +pFzfKWyVQ7PxzYo0Cb2/w== 0001068743-04-000008.txt : 20041004 0001068743-04-000008.hdr.sgml : 20041004 20041004192411 ACCESSION NUMBER: 0001068743-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPWELL DAVID T CENTRAL INDEX KEY: 0001186181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16607 FILM NUMBER: 041064033 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE CITY: MEMPHIS STATE: TN ZIP: 38150 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COMMERCE FINANCIAL CORP CENTRAL INDEX KEY: 0000101844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 620784645 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 BUSINESS PHONE: 9014156416 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMMERCE BANCORPORATION DATE OF NAME CHANGE: 19950822 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANCSHARES CORP DATE OF NAME CHANGE: 19780820 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANSHARES CORP DATE OF NAME CHANGE: 19780525 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-10-01 1 0000101844 NATIONAL COMMERCE FINANCIAL CORP NCF 0001186181 POPWELL DAVID T ONE COMMERCE SQUARE MEMPHIS TN 38150 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock 2004-10-01 4 U 0 60687 34.4578 D 0 D Incentive Stock Option (right to buy) 23.94 2004-10-01 4 U 0 4178 34.4578 D 2005-01-14 2013-01-14 Common Stock 4178 0 D Incentive Stock Option (right to buy) 24.75 2004-10-01 4 U 0 12120 34.4578 D 2003-01-16 2011-01-16 Common Stock 12120 0 D Incentive Stock Option (right to buy) 25.8 2004-10-01 4 U 0 3875 34.4578 D 2005-01-15 2012-01-15 Common Stock 3875 0 D Incentive Stock Option (right to buy) 27.82 2004-10-01 4 U 0 3594 34.4578 D 2005-01-21 2014-01-21 Common Stock 3594 0 D Non-Qualified Stock Option (right to buy) 15.8125 2004-10-01 4 U 0 60000 34.4578 D 2001-07-05 2010-07-05 Common Stock 60000 0 D Non-Qualified Stock Option (right to buy) 16.75 2004-10-01 4 U 0 75000 34.4578 D 1998-08-31 2006-08-31 Common Stock 75000 0 D Non-Qualified Stock Option (right to buy) 17.0625 2004-10-01 4 U 0 5860 34.4578 D 2002-05-01 2008-05-01 Common Stock 5860 0 D Non-Qualified Stock Option (right to buy) 23.71 2004-10-01 4 U 0 4200 34.4578 D 2009-07-29 2013-07-29 Common Stock 4200 0 D Non-Qualified Stock Option (right to buy) 23.94 2004-10-01 4 U 0 26489 34.4578 D 2004-01-14 2013-01-14 Common Stock 26489 0 D Non-Qualified Stock Option (right to buy) 24.42 2004-10-01 4 U 0 162 34.4578 D 2007-12-07 2011-12-07 Common Stock 162 0 D Non-Qualified Stock Option (right to buy) 24.46 2004-10-01 4 U 0 8000 34.4578 D 2007-12-07 2011-12-07 Common Stock 8000 0 D Non-Qualified Stock Option (right to buy) 24.75 2004-10-01 4 U 0 13880 34.4578 D 2002-01-16 2011-01-16 Common Stock 13880 0 D Non-Qualified Stock Option (right to buy) 25.41 2004-10-01 4 U 0 1800 34.4578 D 2008-01-29 2012-01-29 Common Stock 1800 0 D Non-Qualified Stock Option (right to buy) 25.45 2004-10-01 4 U 0 2128 34.4578 D 2008-01-29 2012-01-29 Common Stock 2128 0 D Non-Qualified Stock Option (right to buy) 25.8 2004-10-01 4 U 0 38960 34.4578 D 2003-01-15 2012-01-15 Common Stock 38960 0 D Non-Qualified Stock Option (right to buy) 27.82 2004-10-01 4 U 0 34006 34.4578 D 2005-01-21 2014-01-21 Common Stock 34006 0 D Phantom Stock Units 0 2004-10-01 4 U 0 1035 34.4578 D 1988-08-08 1988-08-08 Common Stock 1035 0 D Each of the Reporting Person's shares of Issuer common stock were surrendered and exchanged for .4953 shares of SunTrust Banks, Inc. ("STI") common stock as a result of the merger of Issuer into STI. Fractional shares and shares acquired throught the reinvestment of dividends on September 15, 2004, if any, were converted into cash equivalent to $34.4578 per share. Additionally, each of the Reporting Person's stock options with the right to buy Issuer common stock were converted into .4953 options with the right to buy STI common stock and each of the Reporting Person's shares of phantom stock, if any, were converted into .4953 shares of STI phantom stock. By: Naudain L Machen For: David T Popwell 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----