-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqCvRlsqnBQ2SuisKuYlYdahpk+5bM8pGyhJwOP/SYFkZbsRyWuHShoSga13LSL6 +yyvcNilg6JtHTPN/gcPZA== 0001068743-04-000007.txt : 20041004 0001068743-04-000007.hdr.sgml : 20041004 20041004191444 ACCESSION NUMBER: 0001068743-04-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COMMERCE FINANCIAL CORP CENTRAL INDEX KEY: 0000101844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 620784645 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 BUSINESS PHONE: 9014156416 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMMERCE BANCORPORATION DATE OF NAME CHANGE: 19950822 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANCSHARES CORP DATE OF NAME CHANGE: 19780820 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANSHARES CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISTRETTA JOHN J CENTRAL INDEX KEY: 0001068740 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16607 FILM NUMBER: 041064020 BUSINESS ADDRESS: STREET 1: 11 CORCORAN ST CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 3363786065 MAIL ADDRESS: STREET 1: ONE COMMERCE SQUARE CITY: MEMPHIS STATE: TN ZIP: 38150 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-10-01 1 0000101844 NATIONAL COMMERCE FINANCIAL CORP NCF 0001068740 MISTRETTA JOHN J ONE COMMERCE SQUARE MEMPHIS TN 38150 0 1 0 0 Human Resources Director Common Stock 2004-10-01 4 M 0 26094 34.4578 D 0 D Common Stock 2004-10-01 4 M 0 3250 34.4578 D 0 I by IRA Incentive Stock Option (right to buy) 21.9388 2004-10-01 4 U 0 817 34.4578 D 1999-08-10 2008-08-10 Common Stock 817 0 D Incentive Stock Option (right to buy) 22.7041 2004-10-01 4 U 0 4141 34.4578 D 2000-03-05 2009-03-22 Common Stock 4141 0 D Incentive Stock Option (right to buy) 23.94 2004-10-01 4 U 0 4178 34.4578 D 2004-01-14 2013-01-14 Common Stock 4178 0 D Incentive Stock Option (right to buy) 24.75 2004-10-01 4 U 0 10025 34.4578 D 2002-01-16 2011-01-16 Common Stock 10025 0 D Incentive Stock Option (right to buy) 25.8 2004-10-01 4 U 0 3875 34.4578 D 2003-01-15 2012-01-15 Common Stock 3875 0 D Incentive Stock Option (right to buy) 27.82 2004-10-01 4 U 0 3594 34.4578 D 2005-01-21 2014-01-21 Common Stock 3594 0 D Non-Qualified Stock Option (right to buy) 16.2245 2004-10-01 4 U 0 4947 34.4578 D 2001-03-16 2010-03-16 Common Stock 4947 0 D Non-Qualified Stock Option (right to buy) 17.625 2004-10-01 4 U 0 4130 34.4578 D 2001-08-01 2010-08-01 Common Stock 4130 0 D Non-Qualified Stock Option (right to buy) 19.375 2004-10-01 4 U 0 4000 34.4578 D 2002-09-18 2008-09-18 Common Stock 4000 0 D Non-Qualified Stock Option (right to buy) 19.9375 2004-10-01 4 U 0 1128 34.4578 D 2002-01-15 2008-11-15 Common Stock 1128 0 D Non-Qualified Stock Option (right to buy) 21.9388 2004-10-01 4 U 0 1633 34.4578 D 1999-08-10 2008-08-10 Common Stock 1633 0 D Non-Qualified Stock Option (right to buy) 22.41 2004-10-01 4 U 0 2000 34.4578 D 2007-10-15 2011-10-15 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 22.7041 2004-10-01 4 U 0 4434 34.4578 D 2000-03-22 2009-03-22 Common Stock 4434 0 D Non-Qualified Stock Option (right to buy) 23.69 2004-10-01 4 U 0 4000 34.4578 D 2008-12-31 2012-12-31 Common Stock 4000 0 D Non-Qualified Stock Option (right to buy) 23.94 2004-10-01 4 U 0 17822 34.4578 D 2004-01-14 2013-01-14 Common Stock 17822 0 D Non-Qualified Stock Option (right to buy) 24.02 2004-10-01 4 U 0 4000 34.4578 D 2009-07-30 2013-07-30 Common Stock 4000 0 D Non-Qualified Stock Option (right to buy) 24.13 2004-10-01 4 U 0 4911 34.4578 D 2004-07-30 2010-03-16 Common Stock 4911 0 D Non-Qualified Stock Option (right to buy) 24.34 2004-10-01 4 U 0 1400 34.4578 D 2007-12-11 2011-12-11 Common Stock 1400 0 D Non-Qualified Stock Option (right to buy) 24.38 2004-10-01 4 U 0 600 34.4578 D 2007-12-11 2011-12-11 Common Stock 600 0 D Non-Qualified Stock Option (right to buy) 24.75 2004-10-01 4 U 0 6275 34.4578 D 2002-01-16 2011-01-16 Common Stock 6275 0 D Non-Qualified Stock Option (right to buy) 25.8 2004-10-01 4 U 0 14825 34.4578 D 2003-01-15 2012-01-15 Common Stock 14825 0 D Non-Qualified Stock Option (right to buy) 27.1 2004-10-01 4 U 0 25000 34.4578 D 2006-12-19 2013-12-19 Common Stock 25000 0 D Non-Qualified Stock Option (right to buy) 27.82 2004-10-01 4 U 0 26406 34.4578 D 2005-01-21 2014-01-21 Common Stock 26406 0 D Phantom Stock Units 0 2004-10-01 4 U 0 890 34.4578 D 1988-08-08 1988-08-08 Common Stock 890 0 D Phantom Stock Units 0 2004-10-01 4 U 0 5 34.4578 D 1999-09-09 1999-09-09 Common Stock 5 0 D Each of the Reporting Person's shares of Issuer common stock were surrendered and exchanged for .4953 shares of SunTrust Banks, Inc. ("STI") common stock as a result of the merger of Issuer into STI. Fractional shares and shares acquired throught the reinvestment of dividends on September 15, 2004, if any, were converted into cash equivalent to $34.4578 per share. Additionally, each of the Reporting Person's stock options with the right to buy Issuer common stock were converted into .4953 options with the right to buy STI common stock and each of the Reporting Person's shares of phantom stock, if any, were converted into .4953 shares of STI phantom stock. Pursuant to the Issuer's Equity Investment Plan. One-for-one conversion to common stock of Issuer. Pursuant to Issuer's Equity Investment Plan. By: Naudain L Machen For: John J Mistretta 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----