-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJ7lE9QWXLxgQk/mP6glFn+zohkud5IftQguiQyURpA4pRuM0UFKn3who4XUHybK HWIrknnKa7HWJsoJRgSWig== 0000931763-97-001568.txt : 19970922 0000931763-97-001568.hdr.sgml : 19970922 ACCESSION NUMBER: 0000931763-97-001568 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970918 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COMMERCE BANCORPORATION CENTRAL INDEX KEY: 0000101844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 620784645 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-07620 FILM NUMBER: 97682622 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 BUSINESS PHONE: 9015233242 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANCSHARES CORP DATE OF NAME CHANGE: 19780820 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANSHARES CORP DATE OF NAME CHANGE: 19780525 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COMMERCE BANCORPORATION CENTRAL INDEX KEY: 0000101844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 620784645 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 BUSINESS PHONE: 9015233242 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANCSHARES CORP DATE OF NAME CHANGE: 19780820 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANSHARES CORP DATE OF NAME CHANGE: 19780525 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 NATIONAL COMMERCE BANCORPORATION - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 635449101 - -------------------------------------------------------------------------------- (CUSIP NUMBER) Check the following box if a fee is being paid with this statement_____. (A fee is not required if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 635449101 Page 1 of 6 ---------------------- -------- -------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON National Commerce Bancorporation 62-0784645 ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) N/A ----- (b) N/A ---- 3. SEC USE ONLY ------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee ------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 1,147,920 -------------------------------------------- 6. SHARED VOTING POWER -0- -------------------------------------------- 7. SOLE DISPOSITIVE POWER 1,245,494 -------------------------------------------- 8. SHARED DISPOSITIVE POWER 1,197,019 -------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,442,513 ------------------------------------------------------------------------- 10. CHECK BOX BELOW IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A ----- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.01% ------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON HC ------------------------------------------------------------------------- SCHEDULE 13G CUSIP NO. 635449101 PAGE 2 OF 6 - -------------------------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER: NATIONAL COMMERCE BANCORPORATION -------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL OFFICES: ONE COMMERCE SQUARE, MEMPHIS, TN 38150 -------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON FILING: NATIONAL COMMERCE BANCORPORATION -------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ONE COMMERCE SQUARE, MEMPHIS, TN 38150 -------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP: TENNESSEE -------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES: COMMON -------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER: 635449101 ------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A : _____ (a) Broker or dealer registered under Section 15 of the Act, _____ (b) Bank as defined in Section 3(a)(6) of the Act, _____ (c) Insurance Company as defined in Section 3(a)(19) of the Act, _____ (d) Investment Company registered under Section 8 of the Investment Company Act, _____ (e) Investment Advisor registered under Section 203 of the Investment Advisors act of 1940, _____ (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), X (g) Parent Holding Company, in accordance with Rule ----- 13d-1 (b)(ii)(G); see Item 7, _____ (h) Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). SCHEDULE 13G CUSIP NO. 635449101 PAGE 3 OF 6 - -------------------------------------------------------------------------------- ITEM 4. OWNERSHIP. If the percent of the class owned, as of December 31 of the year covered by the statement , or as of the last day of any month described in Rule 13d- 1(b)(2), if applicable, exceed five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount beneficially owned: 2,442,513 ---------------------------------------------------------------------- (b) Percent of class: 10.01% ---------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,147,920 -------------- (ii) Shared power to vote or to direct the vote -0- ------------ (iii)Sole power to dispose or to direct the disposition of 1,245,494 . ----------------- (iv) Shared power to dispose or to direct the disposition of 1,197,019 . --------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. See attached exhibit. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A SCHEDULE 13G CUSIP NO. 635449101 PAGE 4 OF 6 - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATION. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect." SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------------------------ (DATE) ------------------------------------------ (SIGNATURE) LEWIS E. HOLLAND, EXECUTIVE VICE PRESIDENT ------------------------------------------ (NAME/TITLE)
EXHIBIT TO SCHEDULE 13G FILED BY NATIONAL COMMERCE BANCORPORATION WITH RESPECT TO NATIONAL COMMERCE BANCORPORATION Shared Power Sole Power to Shared Power to Amount Sole Power to to vote or dispose or dispose or Beneficially Percent of vote or direct direct the direct the direct the Subsidiary Owned Class the vote vote disposition disposition - ---------- ------------ ---------- -------------- ------------ ------------- --------------- National Bank of 1,115,793 4.57% 1,115,793 0 1,115,793 0 Commerce Brooks, Montague 65,388 0.27% 65,388 0 65,388 0 & Associates Commerce Capital 64,313 0.26% 64,313 0 64,313 0 Management, Inc. National Bank of 1,197,019 4.91% 0 0 0 1,197,019 Commerce Employee Stock Ownership Plan (ESOP)
EXHIBIT TO SCHEDULE 13G FILED BY NATIONAL COMMERCE BANCORPORATION WITH RESPECT TO NATIONAL COMMERCE BANCORPORATION Identity of Subsidiary Item 3 Classification - ---------------------- --------------------- National Bank of Commerce BK Commerce Capital Management, Inc. IA Brooks, Montague & Associates IA National Bank of Commerce Employee Stock Ownership Plan (ESOP) EP -----END PRIVACY-ENHANCED MESSAGE-----