-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9MfHMFvaKAZaKpptgjpU1zZl0WHOQBnHpSV1RgPbz5Zdgrrbek1/P8UFP+SAh8G 2pgnIEP8xL+MYQPqNTSaOg== /in/edgar/work/0000931763-00-002564/0000931763-00-002564.txt : 20001115 0000931763-00-002564.hdr.sgml : 20001115 ACCESSION NUMBER: 0000931763-00-002564 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COMMERCE BANCORPORATION CENTRAL INDEX KEY: 0000101844 STANDARD INDUSTRIAL CLASSIFICATION: [6021 ] IRS NUMBER: 620784645 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01918 FILM NUMBER: 767903 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 BUSINESS PHONE: 9014156416 MAIL ADDRESS: STREET 1: ONE COMMERCE SQ CITY: MEMPHIS STATE: TN ZIP: 38150 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANCSHARES CORP DATE OF NAME CHANGE: 19780820 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TENNESSEE BANSHARES CORP DATE OF NAME CHANGE: 19780525 13F-HR 1 0001.txt FORM 13-F ================================================================================ /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0006 / / Expires: April 30, 2000 / / Estimated average burden / / hours per response.... 23.99 / /------------------------------/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Bank of Commerce Address: One Commerce Square Memphis, TN 38150 Form 13F File Number: 28-1940 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David D. Franks Title: First Vice President Phone: 901-415-6416 Signature, Place, and Date of Signing: /s/ David D. Franks Memphis, TN 11/14/00 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-1940 ---------------------- ------------------------ [Repeat as necessary.] NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None 99 CENTS ONLY STORES Com 65440K106 50.187 533,638 10,633 10,633 0 3 0 0 10,633 A T & T CORP Com 1957109 29.000 1,127,375 38,875 33,500 5,375 3 6,172 650 26,678 28,362 978 0 978 2 978 ABBOTT LABORATORIES Com 2824100 47.562 12,364,265 259,961 253,506 6,455 3 10,805 0 242,701 122,565 9,371 0 9,371 2 9,371 ACNIELSEN CORP Com 4833109 23.875 361,898 15,158 15,012 146 3 412 0 14,600 AEGON N.V. ORDINARY SHARE Com 7924103 37.125 603,727 16,262 15,861 401 3 401 0 15,460 AETNA INC Com 8117103 58.062 4,361,559 75,119 74,597 522 3 593 0 74,004 42,327 729 0 729 2 729 AFFILIATED COMPUTER Com 8190100 49.875 842,888 16,900 16,900 0 3 0 0 16,900 AKZO NOBEL NV-SPON ADR Com 10199305 42.125 479,172 11,375 11,375 0 3 0 0 11,375 ALBERTO CULVER CO. CLASS Com 13068200 25.062 2,522,891 100,666 100,666 0 3 0 0 100,666 ALCOA INC Com 13817101 25.312 333,916 13,192 11,496 1,696 3 1,696 0 9,800 ALEXANDER & BALDWIN Com 14482103 26.000 1,326,000 51,000 51,000 0 3 0 0 51,000 ALLEN TELECOM INC Com 18091108 16.937 345,515 20,400 20,400 0 3 0 0 20,400 ALLERGAN, INC Com 18490102 84.406 590,842 7,000 7,000 0 3 0 0 7,000 ALLIED WASTE INDS INC COM Com 19589308 9.187 780,895 85,000 85,000 0 3 0 0 85,000 ALLMERICA FINANCIAL CORPO Com 19754100 63.937 5,150,765 80,560 80,560 0 3 0 0 80,560 ALLSTATE CORP Com 20002101 34.750 298,156 8,580 7,618 962 3 1,132 916 5,570 43,785 1,260 0 1260 2 1,260 ALLTEL CORPORATION Com 20039103 52.187 4,180,440 80,105 80,038 67 3 67 0 79,971 ALPHARMA INC. CLASS A Com 20813101 61.093 488,744 8,000 8,000 0 3 0 0 8,000 ALZA CORP CLASS A Com 22615108 86.500 276,800 3,200 3,200 0 3 0 0 3,200 AMERICAN EXPRESS CO Com 25816109 60.750 11,839,142 194,883 173,871 21,012 3 8,601 0 165,270 67,979 1,119 0 1,119 2 1,119 AMERICAN GENERAL CORP Com 26351106 78.000 2,055,300 26,350 21,235 5,115 3 7,816 0 13,419 275,340 3,530 0 3,530 2 3,530 AMERICAN HOME PRODUCTS CO Com 26609107 56.437 13,656,343 241,975 201,609 40,366 3 26,216 1,000 174,393 AMERICAN INTERNATIONAL GR Com 26874107 95.687 43,539,212 455,017 410,815 44,202 3 41,072 750 368,993 1,971,247 20,601 0 20,601 2 20,601 AMERICAN NATIONAL INSURAN Com 28591105 63.875 306,600 4,800 4,800 0 3 0 0 4,800 AMERICAN POWER CONVERSION Com 29066107 19.187 549,516 28,640 28,640 0 3 0 0 28,640 AMERICAN TOWER CORP Com 29912201 37.687 365,564 9,700 9,700 0 3 0 0 9,700 AMGEN INC Com 31162100 69.828 4,364,669 62,506 58,386 4,120 3 6,946 0 51,440
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None AMSOUTH BANCORPORATION Com 32165102 12.500 388,801 31,104 29,233 1,871 3 1,871 0 27,362 ANADARKO PETROLEUM CORP Com 32511107 66.460 832,943 12,533 12,370 163 3 163 0 12,207 ANHEUSER BUSCH CO INC Com 35229103 42.312 3,702,469 87,504 85,904 1,600 3 1,600 0 84,304 ANNTAYLOR STORES CORP Com 36115103 38.437 384,370 10,000 10,000 0 3 0 0 10,000 APPLIED MATERIALS INC Com 38222105 59.312 1,835,706 30,950 19,950 11,000 3 0 0 19,950 ARDEN REALTY GROUP INC Com 39793104 26.812 2,002,856 74,700 74,700 0 3 0 0 74,700 ARROW ELECTRONICS INC Com 42735100 34.062 4,219,396 123,874 122,660 1,214 3 1,422 0 121,238 52,387 1,538 0 1,538 2 1,538 ARTESYN TECHNOLOGIES INC Com 43127109 29.125 728,125 25,000 25,000 0 3 0 0 25,000 ASSOCIATES FIRST CAPITAL Com 46008108 38.000 826,918 21,761 13,190 8,571 3 1,014 0 12,176 24,624 648 0 648 2 648 AUTOMATIC DATA PROCESSING Com 53015103 66.875 3,406,546 50,939 50,848 91 3 591 0 50,257 AUTOZONE INC Com 53332102 22.687 1,202,615 53,009 52,009 1,000 3 1,000 1,000 50,009 AVALONBAY CMNTY INC Com 53484101 47.687 1,649,970 34,600 34,600 0 3 0 0 34,600 AVNET, INC Com 53807103 28.375 913,448 32,192 31,150 1,042 3 1,222 0 29,928 37,682 1,328 0 1,328 2 1,328 AVON PRODUCTS INC Com 54303102 40.875 282,038 6,900 6,900 0 3 0 0 6,900 BISYS CORP Com 55472104 77.312 742,195 9,600 9,600 0 3 0 0 9,600 B J SERVICES Com 55482103 61.125 273,840 4,480 4,480 0 3 0 0 4,480 35,453 580 0 580 2 580 BP AMOCO PLC SPON ADR Com 55622104 53.000 1,437,943 27,131 22,367 4,764 3 9,168 0 13,199 BAKER HUGHES INC WITH RIG Com 57224107 37.125 572,282 15,415 15,415 0 3 0 0 15,415 BANK OF AMERICA CORP Com 60505104 52.375 3,992,965 76,238 50,238 26,000 3 15,143 206 34,889 46,980 897 0 897 2 897 BAXTER INTERNATIONAL INC Com 71813109 79.812 2,546,881 31,911 31,811 100 3 0 100 31,711 BECTON, DICKINSON AND CO. Com 75887109 26.437 286,841 10,850 10,850 0 3 1,600 0 9,250 BED, BATH, & BEYOND Com 75896100 24.390 530,483 21,750 21,750 0 3 0 0 21,750 BELL & HOWELL CO. Com 77852101 21.875 544,797 24,905 24,905 0 3 0 0 24,905 BELLSOUTH CORP Com 79860102 40.500 5,127,017 126,593 94,335 32,258 3 34,651 1,428 58,256 204,768 5,056 0 5,056 2 5,056 BELO A.H CORP CL A WITH R Com 80555105 18.437 3,122,306 169,350 169,350 0 3 0 0 169,350 SMITH CHARLES E RESDNTL R Com 83219710 45.375 1,411,163 31,100 31,100 0 3 0 0 31,100 BERKSHIRE HATHAWAY INC DE Com 84670108 0500.000 32,670,000 540 540 0 3 0 0 540 BOEING COMPANY Com 97023105 64.500 2,119,664 32,863 31,189 1,674 3 874 0 30,315
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None BOSTON PROPERTYS INC COM Com 101121101 42.937 1,786,179 41,600 41,600 0 3 0 0 41,600 BRANDYWINE REALTY TRUST Com 105368203 20.250 611,550 30,200 30,200 0 3 0 0 30,200 BRISTOL MYERS SQUIBB CO Com 110122108 57.500 17,890,838 311,145 248,474 62,671 3 37,718 12 210,744 925,405 16,094 0 16,094 2 16,094 BROCADE COMMUNICATIONS SY Com 111621108 236.000 542,800 2,300 2,300 0 3 0 0 2,300 BROWN & BROWN INC Com 115236101 31.812 699,864 22,000 22,000 0 3 0 0 22,000 BUCKEYE TECHNOLOGIES INC Com 118255108 20.750 4,060,256 195,675 195,675 0 3 0 0 195,675 BURLINGTON RESOURCES Com 122014103 36.812 255,623 6,944 6,522 422 3 422 0 6,100 CBL & ASSOCIATES PPTYS IN Com 124830100 25.062 516,277 20,600 20,600 0 3 0 0 20,600 CIGNA CORPORATION Com 125509109 104.400 338,256 3,240 3,090 150 3 150 0 2,940 C.P.I. CORPORATION Com 125902106 21.250 622,625 29,300 29,300 0 3 0 0 29,300 CSG SYS INTL INC. Com 126349109 29.000 440,800 15,200 15,200 0 3 0 0 15,200 CACHEFLOW INC. Com 126946102 143.000 257,400 1,800 1,800 0 3 0 0 1,800 CABOT INDL TR COM SH BEN Com 127072106 19.937 823,399 41,300 40,800 500 3 500 0 40,300 CABOT OIL & GAS CO Com 127097103 20.375 3,408,738 167,300 167,300 0 3 0 0 167,300 CALPINE CORP Com 131347106 104.500 1,417,648 13,566 10,725 2,841 3 3,925 0 6,800 CAMDEN PPTY TR SH BEN INT Com 133131102 31.000 427,800 13,800 13,800 0 3 0 0 13,800 CANADA LIFE FINANCIAL COR Com 135113108 30.150 1,054,526 34,976 17,488 17,488 3 17,488 0 0 CANADIAN PACIFIC LTD NEW Com 135923100 26.000 4,498,000 173,000 173,000 0 3 0 0 173,000 CAP AUTOMOTIVE REIT Com 139733109 13.000 1,080,560 83,120 83,120 0 3 0 0 83,120 CARRAMERICA RLTY CORP Com 144418100 30.250 1,403,600 46,400 46,400 0 3 0 0 46,400 CASCADE CORP Com 147195101 15.562 438,848 28,200 24,200 4,000 3 0 0 24,200 CATELLUS DEVELOMPENT CORP Com 149111106 17.500 4,702,145 268,694 268,694 0 3 0 0 268,694 CEDAR FAIR LP DEPOSITORY Com 150185106 18.437 2,611,896 141,666 135,666 6,000 3 6,000 0 129,666 CENDANT CORPORATION Com 151313103 10.875 274,050 25,200 25,200 0 3 0 0 25,200 CENTERPOINT PROPERTIES Com 151895109 46.062 948,877 20,600 20,600 0 3 0 0 20,600 CENTURYTEL INC Com 156700106 27.250 1,524,556 55,947 55,947 0 3 0 0 55,947 859,411 31,538 0 31538 2 31,538 CERNER CORP Com 156782104 46.437 928,740 20,000 20,000 0 3 0 0 20,000 CHARTER ONE FINANCIAL INC Com 160903100 24.375 783,973 32,163 32,163 0 3 0 0 32,163 CHEESECAKE FACTORY INC Com 163072101 43.250 379,519 8,775 8,775 0 3 0 0 8,775 CHEVRON CORPORATION Com 166751107 85.250 2,569,435 30,140 18,740 11,400 3 11,320 0 7,420 85,250 1,000 0 85,250 2 85,250 CHUBB CORP Com 171232101 79.125 382,174 4,830 4,830 0 3 148 0 4,682
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None 142,425 1,800 0 1800 2 1,800 CIENA CORP Com 171779101 122.812 1,043,902 8,500 8,500 0 3 0 0 8,500 CITIGROUP INC Com 172967101 54.062 10,143,653 187,630 131,789 55,841 3 46,126 0 85,663 1,435,129 26,546 0 26,546 2 26,546 CLAIRES STORES INC Com 179584107 18.000 331,650 18,425 18,425 0 3 0 0 18,425 COASTAL CORP Com 190441105 74.125 20,266,368 273,408 272,673 735 3 385 0 272,288 30,613 413 0 413 2 413 COCA COLA CO Com 191216100 55.125 8,423,540 152,808 109,707 43,101 3 39,251 0 70,456 478,264 8,676 0 8,676 2 8,676 COHERENT INC Com 192479103 68.000 1,088,000 16,000 16,000 0 3 0 0 16,000 COMCAST CLASS A SPECIAL Com 200300200 40.937 1,199,945 29,312 29,312 0 3 0 0 29,312 COMMERCE BANCORP NJ Com 200519106 58.187 396,544 6,815 6,815 0 3 0 0 6,815 COML FED CORP COM Com 201647104 19.125 286,875 15,000 15,000 0 3 0 0 15,000 COMMSCOPE INC Com 203372107 24.500 269,500 11,000 11,000 0 3 0 0 11,000 COMMUNITY HEALTH SYSTEM I Com 203668108 32.125 562,188 17,500 17,500 0 3 0 0 17,500 COMPAQ COMPUTER Com 204493100 27.800 1,878,363 67,567 64,567 3,000 3 3,000 0 61,567 COMVERSE TECH INC Com 205862402 108.000 334,800 3,100 3,100 0 3 0 0 3,100 CONCORD EFS INC Com 206197105 35.515 3,083,767 86,830 86,430 400 3 0 0 86,430 CONCURRENT COMPUTER CORP Com 206710204 19.000 429,400 22,600 22,600 0 3 0 0 22,600 CONEXANT SYS INC Com 207142100 41.875 321,391 7,675 7,675 0 3 0 0 7,675 CONSOLIDATED STORES CORP Com 210149100 13.500 2,188,350 162,100 162,100 0 3 0 0 162,100 CORNING INC Com 219350105 298.000 1,056,410 3,545 3,545 0 3 0 0 3,545 COUSINS PROPERTIES INC Com 222795106 43.062 624,399 14,500 14,500 0 3 0 0 14,500 CROWN CASTLE INTL CORP Com 228227104 31.062 366,532 11,800 11,800 0 3 0 0 11,800 CYTYC CORP Com 232946103 43.125 521,813 12,100 12,100 0 3 0 0 12,100 DPL INC Com 233293109 29.769 850,649 28,575 23,529 5,046 3 5,046 0 18,483 DAIN RAUSCHER CORP Com 233856103 93.000 837,000 9,000 9,000 0 3 0 0 9,000 DARDEN RESTAURANTS Com 237194105 20.812 934,334 44,894 44,394 500 3 1,300 0 43,094 695,308 33,409 0 33409 2 33,409 DATASTREAM SYSTEM INC Com 238124101 12.875 502,125 39,000 39,000 0 3 0 0 39,000 ADR DE BEERS CONS MINES L Com 240253302 27.687 2,104,212 76,000 76,000 0 3 0 0 76,000 DELL COMPUTER Com 247025109 30.812 793,748 25,761 25,360 401 3 1,701 7 23,652 DEVRY INC Com 251893103 37.625 334,863 8,900 8,900 0 3 0 0 8,900 DISCOUNT AUTO PARTS Com 254642101 7.625 388,875 51,000 51,000 0 3 0 0 51,000
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None DISNEY COM Com 254687106 38.250 7,649,924 199,998 199,727 271 3 271 100 199,356 41,463 1,084 0 1084 2 1,084 DOLLAR GENERAL CORP Com 256669102 16.750 1,317,237 78,641 78,641 0 3 0 0 78,641 DOLLAR THRIFTY AUTOMOTIVE Com 256743105 19.750 398,654 20,185 20,185 0 3 0 0 20,185 DOVER CORP Com 260003108 46.937 1,009,146 21,500 21,500 0 3 0 0 21,500 DOW CHEMICAL CO Com 260543103 24.937 448,242 17,975 15,950 2,025 3 2,025 0 13,925 DU PONT E I DE NEMOURS & Com 263534109 40.875 1,353,331 33,109 20,889 12,220 3 15,320 350 5,219 DUKE ENERGY CORP Com 264399106 85.765 949,418 11,070 10,364 706 3 750 0 9,614 74,787 872 0 872 2 872 DUKE REALTY INVESTORS INC Com 264411505 24.125 1,711,379 70,938 70,938 0 3 0 0 70,938 EMC CORP MASS Com 268648102 99.250 64,233,309 647,187 623,617 23,570 3 9,652 0 613,965 44,663 450 0 450 2 450 EASTMAN KODAK CO Com 277461109 40.875 260,374 6,370 5,794 576 3 2,199 0 3,595 ECHOSTAR Com 278762109 52.750 622,450 11,800 11,800 0 3 0 0 11,800 ECOLAB INC Com 278865100 36.062 352,686 9,780 9,780 0 3 0 0 9,780 ELECTRONIC DATA SYS CORP Com 285661104 41.500 13,138,527 316,591 299,288 17,303 3 4,173 128 294,987 84,079 2,026 0 2,026 2 2,026 ELECTRONICS FOR IMAGING I Com 286082102 25.250 1,010,000 40,000 20,000 20,000 3 0 0 20,000 ENRON CORP Com 293561106 87.644 542,692 6,192 5,096 1,096 3 896 0 4,200 EQUIFAX INC Com 294429105 26.937 1,936,770 71,900 70,700 1,200 3 0 2,000 68,700 EQUITY INNS INC Com 294703103 6.625 374,299 56,498 55,736 762 3 42,729 0 13,007 EQUITY OFFICE PROPERTIES Com 294741103 31.031 2,882,811 92,901 92,901 0 3 0 0 92,901 ESSEX PROPERTY TR Com 297178105 55.375 487,300 8,800 8,800 0 3 0 0 8,800 ETHAN ALLEN INTERIORS, IN Com 297602104 28.312 855,022 30,200 30,200 0 3 0 0 30,200 EVERGREEN RESOURCES INC Com 299900308 34.750 260,625 7,500 7,500 0 3 0 0 7,500 EXAR CORPORATION DELAWARE Com 300645108 121.000 369,050 3,050 3,050 0 3 0 0 3,050 EXODUS COMMUNICATIONS INC Com 302088109 49.375 1,242,078 25,156 13,752 11,404 3 5,900 0 7,852 EXXON MOBIL CORP Com 89.109 244,872 2,748 0 2,748 2 2,748 EXPEDITORS INTERNATIONAL Com 302130109 45.062 7,705,602 171,000 171,000 0 3 0 0 171,000 FACTSET RESEARCH SYSTEMS Com 303075105 37.600 376,000 10,000 10,000 0 3 0 0 10,000 FEDERAL HOME LOAN MORTGAG Com 313400301 54.062 18,917,916 349,930 338,486 11,444 3 10,681 1,002 326,803 17,895 331 0 331 2 331 FEDERAL NATIONAL MORTGAGE Com 313586109 71.500 10,770,403 150,635 120,302 30,333 3 10,217 2 110,083 17,089 239 0 239 2 239
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None FIFTH THIRD BANCORP Com 316773100 53.875 7,380,660 136,996 136,996 0 3 0 0 136,996 FIRST DATA CORP Com 319963104 39.062 1,923,686 49,247 30,052 19,195 3 1,486 0 28,566 64,569 1,653 0 1,653 2 1,653 FIRST TENNESSEE NATIONAL Com 337162101 20.375 12,909,087 633,575 452,569 181,006 3 220,007 2,568 189,994 118,338 5,808 0 5,808 2 5,808 FIRST UNION CORP Com 337358105 32.187 1,228,159 38,157 27,315 10,842 3 7,373 3 19,939 14,452 449 0 449 2 449 FIRSTMERIT CORP Com 337915102 22.937 300,475 13,100 13,100 0 3 0 0 13,100 FLEETBOSTON FINANCIAL COR Com 339030108 39.000 16,283,241 417,519 400,722 16,797 3 1,188 0 399,534 49,647 1,273 0 1,273 2 1,273 FORD MOTOR CO NEW Com 345370860 25.500 471,794 18,502 17,135 1,367 3 1,570 0 15,565 199,563 7,826 0 7,826 2 7,826 FOREST LABS INC Com 345838106 114.687 920,937 8,030 8,030 0 3 0 0 8,030 FOUNDATION HEALTH SYSTEM Com 350404109 16.625 767,660 46,175 41,131 5,044 3 5,741 0 35,390 519,415 31,243 0 31,243 2 31,243 FRANKLIN ELECTRIC CO INC Com 353514102 69.000 621,000 9,000 9,000 0 3 0 0 9,000 FRANKLIN RESOURCES Com 354613101 44.430 288,795 6,500 6,500 0 3 0 0 6,500 FRED'S INC Com 356108100 22.437 6,738,056 300,310 150,155 150,155 3 150,155 0 0 GATX CORP. Com 361448103 41.875 291,911 6,971 6,971 0 3 0 0 6,971 GANNETT CO INC Com 364730101 53.000 2,062,124 38,908 38,325 583 3 83 0 38,242 26,500 500 0 500 2 500 GAP INC Com 364760108 20.062 3,062,204 152,637 82,575 70,062 3 27,150 0 55,425 GENERAL ELECTRIC CO Com 369604103 57.812 55,614,046 961,981 846,506 115,475 3 143,376 4,650 668,480 637,493 11,027 0 11,027 2 11,027 GENERAL GROWTH PROPERTIES Com 370021107 32.187 1,274,605 39,600 39,600 0 3 0 0 39,600 GENERAL MILLS INC Com 370334104 35.500 1,664,950 46,900 45,900 1,000 3 2,600 0 43,300 GENERAL MOTORS CORP Com 370442105 65.000 4,622,865 71,121 69,195 1,926 3 2,430 666 66,099 49,400 760 0 760 2 760 GENESCO INC Com 371532102 16.937 558,921 33,000 33,000 0 3 0 0 33,000 GENTEX CORP Com 371901109 25.000 900,000 36,000 36,000 0 3 0 0 36,000 GEORGIA-PACIFIC CORP COM Com 373298702 26.875 1,898,772 70,652 70,327 325 3 325 0 70,002 GILLETTE CO Com 375766102 30.875 5,229,484 169,376 110,754 58,622 3 22,812 223 87,719 110,347 3,574 0 3,574 2 3,574 GOLDEN WEST FINANCIAL COR Com 381317106 53.625 289,575 5,400 5,400 0 3 0 0 5,400
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None W W GRAINGER Com 384802104 26.312 1,134,047 43,100 43,100 0 3 0 0 43,100 GUIDANT CORP Com 401698105 70.687 3,192,508 45,164 44,457 707 3 207 0 44,250 GULF IS FABRICATION INC. Com 402307102 17.625 431,813 24,500 24,500 0 3 0 0 24,500 HARLEY DAVIDSON Com 412822108 47.875 1,733,075 36,200 36,200 0 3 0 0 36,200 38,300 800 0 800 2 800 HARRAH'S ENTERTAINMENT IN Com 413619107 27.500 687,005 24,982 24,082 900 3 900 0 23,182 1,815 66 0 66 2 66 HARTFORD FINANCIAL SERVIC Com 416515104 72.875 571,486 7,842 7,292 550 3 649 0 6,643 36,875 506 0 506 2 506 HEALTHSOUTH CORP. Com 421924101 8.062 3,068,743 380,643 216,697 163,946 3 16,303 2,880 197,514 341,772 42,393 0 42,393 2 42,393 H.J. HEINZ CO. Com 423074103 37.062 982,143 26,500 26,500 0 3 0 0 26,500 HEWLETT PACKARD Com 428236103 97.000 2,355,451 24,283 22,662 1,621 3 1,621 0 21,041 46,657 481 0 481 2 481 HILTON HOTEL CORP Com 432848109 11.812 7,139,339 604,414 601,603 2,811 3 2,811 0 598,792 1,134 96 0 96 2 96 HOLLINGER INTL INC CL A Com 435569108 16.750 692,110 41,320 41,320 0 3 0 0 41,320 HOME DEPOT Com 437076102 52.937 5,801,843 109,599 82,211 27,388 3 10,181 0 72,030 74,112 1,400 0 1,400 2 1,400 HOME PROPS N.Y. INC. Com 437306103 29.875 964,963 32,300 32,300 0 3 0 0 32,300 HOME-STAKE OIL & GAS COMP Com 437356108 10.250 1,445,292 141,004 70,502 70,502 3 70,502 0 0 HONEYWELL INTERNATIONAL I Com 438516106 35.625 2,914,588 81,813 62,062 19,751 3 1,045 550 60,467 365,512 10,260 0 10,260 2 10,260 HOUGHTON MIFFLIN CO Com 441560109 39.250 549,500 14,000 14,000 0 3 0 0 14,000 HOUSEHOLD INTERNATIONAL I Com 441815107 56.625 3,009,223 53,143 48,433 4,710 3 0 0 48,433 6,965 123 0 123 2 123 HUGHES SUP INC Com 444482103 19.620 294,300 15,000 15,000 0 3 0 0 15,000 HUMAN GENOME Com 444903108 173.125 491,675 2,840 2,336 504 3 504 0 1,832 IDEC PHARMACEUTICALS CORP Com 449370105 175.359 263,039 1,500 1,500 0 3 0 0 1,500 ILLINOIS TOOL WORKS INC Com 452308109 55.875 550,481 9,852 9,153 699 3 699 323 8,131 IMMUNEX CORP WASHINGTON N Com 452528102 43.500 364,313 8,375 8,375 0 3 0 0 8,375 29,363 675 0 675 2 675 INTEL CORP Com 458140100 41.562 12,321,886 296,470 267,999 28,471 3 22,067 0 245,932 67,247 1,618 0 1,618 2 1,618
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None INTERNATIONAL BUSINESS MA Com 459200101 112.625 18,986,435 168,581 113,978 54,603 3 57,688 8,000 48,290 1,486,537 13,199 0 13,199 2 13,199 INTERNATIONAL PAPER CO Com 460146103 28.687 290,915 10,141 9,094 1,047 3 790 0 8,304 17,585 613 0 613 2 613 INTERNATIONAL SPEEDWAY CO Com 460335201 39.000 561,600 14,400 14,400 0 3 0 0 14,400 INTERPUBLIC GROUP OF COMP Com 460690100 34.062 15,122,301 443,964 400,183 43,781 3 6,481 1,500 392,202 36,787 1,080 0 1,080 2 1,080 INTIMATE BRANDS INC. Com 461156101 18.687 2,830,146 151,450 75,725 75,725 3 15,225 0 60,500 9,344 500 0 500 2 500 IRON MOUNTAIN INC. Com 462846106 37.000 586,450 15,850 15,850 0 3 0 0 15,850 I2 TECHNOLOGIES INC. Com 465754109 187.062 280,593 1,500 1,500 0 3 0 0 1,500 JEFFERSON PILOT CORP. Com 475070108 67.875 582,231 8,578 7,157 1,421 3 1,421 0 5,736 JOHNSON & JOHNSON Com 478160104 93.937 7,259,826 77,284 54,517 22,767 3 8,267 0 46,250 150,299 1,600 0 1,600 2 1,600 JOURNAL REGISTER Com 481138105 16.625 4,696,563 282,500 282,500 0 3 0 0 282,500 KAYDON CORP Com 486587108 23.000 3,114,200 135,400 135,400 0 3 0 0 135,400 KIMBERLY CLARK CORP Com 494368103 55.812 8,186,560 146,681 143,581 3,100 3 2,700 700 140,181 78,137 1,400 0 1,400 2 1,400 KING PHARMACEUTICALS INC. Com 495582108 33.437 941,519 28,158 28,158 0 3 0 0 28,158 KNIGHT RIDDER INC Com 499040103 50.812 5,319,508 104,690 103,690 1,000 3 1,000 0 102,690 40,650 800 0 800 2 800 KOHLS CORP Com 500255104 57.687 294,204 5,100 5,100 0 3 0 0 5,100 KROGER CO Com 501044101 22.562 1,176,292 52,136 52,136 0 3 0 0 52,136 KROLL O GARA CO. Com 501050108 6.000 715,770 119,295 119,295 0 3 0 0 119,295 L-3 COMMUNICATIONS HOLDIN Com 502424104 56.500 468,950 8,300 8,300 0 3 0 0 8,300 LEHMAN BROTHERS HLDGS INC Com 524908100 148.625 315,233 2,121 2,061 60 3 60 0 2,001 29,725 200 0 200 2 200 LENNAR CORP Com 526057104 29.750 342,125 11,500 11,500 0 3 0 0 11,500 LIBERTY PROPERTY TRUST Com 531172104 27.500 1,608,750 58,500 58,500 0 3 0 0 58,500 LILLY ELI & CO Com 532457108 81.125 965,388 11,900 11,350 550 3 5,350 0 6,000 LILLY INDS INC. CL A Com 532491107 29.500 507,105 17,190 17,190 0 3 0 0 17,190 LINCOLN NATIONAL CORP IND Com 534187109 48.125 274,313 5,700 5,700 0 3 0 0 5,700 LIZ CLAIBORNE Com 539320101 38.500 2,837,412 73,699 43,740 29,959 3 2,083 0 41,657 401,016 10,416 0 10,416 2 10,416
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None LOWES COS INC Com 548661107 44.875 3,749,037 83,544 42,400 41,144 3 10,200 0 32,200 LUCENT TECHNOLOGIES INC Com 549463107 30.500 4,540,383 148,865 100,105 48,760 3 7,936 802 91,367 239,303 7,846 0 7,846 2 7,846 MGIC INVESTMENT CORP WIS Com 552848103 61.125 421,763 6,900 6,900 0 3 0 0 6,900 MACDERMID INC. Com 554273102 21.000 382,200 18,200 18,200 0 3 0 0 18,200 MACK CALI REALTY CORP Com 554489104 28.187 270,595 9,600 9,600 0 3 0 0 9,600 MANOR CARE INC Com 564055101 15.687 284,421 18,131 17,281 850 3 850 0 16,431 MARSH & MCLENNAN CO Com 571748102 132.750 470,732 3,546 3,546 0 3 2,100 0 1,446 MARRIOTT INTL INC NEW COM Com 571903202 36.437 3,330,998 91,418 90,966 452 3 452 0 90,514 55,166 1,514 0 1514 2 1,514 MASCO CORP Com 574599106 18.625 3,282,843 176,260 98,720 77,540 3 2,746 0 95,974 339,310 18,218 0 18,218 2 18,218 MASTEC INC Com 576323109 31.000 311,550 10,050 10,050 0 3 0 0 10,050 MATTEL INC Com 577081102 11.500 269,733 23,455 23,229 226 3 226 0 23,003 MAXIMUS INC Com 577933104 22.125 274,350 12,400 12,400 0 3 0 0 12,400 MCCORMICK & CO Com 579780206 29.750 378,420 12,720 12,720 0 3 0 0 12,720 322,193 10,830 0 10830 2 10,830 MCDONALDS CORP Com 580135101 30.187 1,117,312 37,013 35,732 1,281 3 1,281 0 34,451 72,570 2,404 0 2,404 2 2,404 MEDICIS PHARMACEUTICAL CO Com 584690309 61.500 904,050 14,700 14,700 0 3 0 0 14,700 MEDIMMUNE INC COM Com 584699102 77.250 365,006 4,725 4,725 0 3 0 0 4,725 40,556 525 0 525 2 525 MEDTRONIC, INC Com 585055106 51.812 48,582,558 937,670 745,360 192,310 3 320,715 0 424,645 76,837 1,483 0 1,483 2 1,483 MERCK & CO INC Com 589331107 74.437 17,058,877 229,172 192,173 36,999 3 17,975 240 173,958 54,339 730 0 730 2 730 MERCURY INTERACTIVE CORP Com 589405109 156.750 1,465,613 9,350 9,350 0 3 0 0 9,350 MERRILL LYNCH & CO Com 590188108 66.000 1,663,200 25,200 25,200 0 3 800 0 24,400 METHODE ELECTRS INC. CL A Com 591520200 44.312 584,918 13,200 13,200 0 3 0 0 13,200 METRIS COS INC Com 591598107 39.500 7,355,256 186,209 186,209 0 3 0 0 186,209 MICROSOFT CORP Com 594918104 60.312 22,747,937 377,171 342,241 34,930 3 12,431 700 329,110 372,728 6,180 0 6,180 2 6,180 MILLIPORE CORP Com 601073109 48.437 418,011 8,630 8,630 0 3 0 0 8,630 MINNESOTA MINING & MANUFA Com 604059105 91.125 492,713 5,407 4,057 1,350 3 1,750 0 2,307
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None MISSISSIPPI VALLEY BANCSH Com 605720101 25.812 894,128 34,640 34,640 0 3 0 0 34,640 MORGAN J P & CO Com 616880100 163.375 2,220,103 13,589 11,639 1,950 3 1,331 0 10,308 MORGAN KEEGAN INC Com 617410105 17.500 4,087,213 233,555 123,071 110,484 3 110,484 0 12,587 MORGAN STANLEY DEAN WITTE Com 617446448 91.437 411,467 4,500 4,500 0 3 0 0 4,500 MOTOROLA INC Com 620076109 28.937 14,242,705 492,197 429,066 63,131 3 19,473 1,212 408,381 343,193 11,860 0 11,860 2 11,860 NABORS INDUSTRIES INC Com 629568106 52.400 895,935 17,098 17,098 0 3 0 0 17,098 12,733 243 0 243 2 243 NATIONAL COMMERCE BANCORP Com 635449101 19.937 168,307,316 8,441,958 5,980,011 2,451,947 3 2,823,771 501,734 2,654,506 3,458,491 173,471 0 173,471 2 173,471 NATIONAL OILWELL INC Com 637071101 31.250 728,125 23,300 23,300 0 3 0 0 23,300 NEWELL RUBBERMAID INC Com 651229106 22.812 436,918 19,153 18,636 517 3 519 0 18,117 18,136 795 0 795 2 795 NIKE INC CLASS B Com 654106103 40.062 372,577 9,300 9,300 0 3 0 0 9,300 NORTEL NETWORKS CORP HOLD Com 656568102 60.375 378,249 6,265 6,265 0 3 0 0 6,265 NORTHERN TRUST CORP Com 665859104 88.875 639,900 7,200 7,200 0 3 800 0 6,400 OYO GEOSPACE Com 671074102 25.000 500,000 20,000 20,000 0 3 0 0 20,000 OCEANEERING INTL INC Com 675232102 16.625 475,475 28,600 28,600 0 3 0 0 28,600 OCWEN FINANCIAL Com 675746101 5.875 2,083,863 354,700 354,700 0 3 0 0 354,700 OFFICE DEPOT INCORPORATED Com 676220106 7.812 323,050 41,353 41,353 0 3 0 0 41,353 OLD REPUBLIC INTERNATIONA Com 680223104 24.062 1,007,957 41,890 38,470 3,420 3 3,420 0 35,050 OMNICOM GROUP INC Com 681919106 72.937 915,359 12,550 12,550 0 3 0 0 12,550 PNC BANK CORPORATION Com 693475105 65.000 2,578,420 39,668 25,217 14,451 3 1,015 0 24,202 PALM INC. Com 696642107 52.937 423,125 7,993 7,549 444 3 0 0 7,549 23,525 444 0 444 2 444 PATTERSON ENERGY INC Com 703414102 34.375 828,438 24,100 24,100 0 3 0 0 24,100 PAYCHEX Com 704326107 52.500 1,299,375 24,750 24,300 450 3 0 0 24,300 23,625 450 0 450 2 450 J C PENNEY INC Com 708160106 11.812 838,758 71,009 71,009 0 3 1,409 0 69,600 PEPSI BOTTLING GROUP INC. Com 713409100 30.062 3,397,006 113,000 113,000 0 3 0 0 113,000 PEPSICO INC Com 713448108 46.000 8,955,234 194,679 191,236 3,443 3 2,843 0 188,393 71,530 1,555 0 1,555 2 1,555 PERKINELMER INC Com 714046109 104.375 545,881 5,230 4,630 600 3 1,400 0 3,230 PFIZER INC Com 717081103 44.906 39,522,489 880,116 824,258 55,858 3 16,748 200 807,310
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None 188,381 4,195 0 4,195 2 4,195 PHILIP MORRIS COMPANIES I Com 718154107 29.437 1,314,657 44,660 40,892 3,768 3 3,768 0 37,124 PHILIPS PETROLEUM CO Com 718507106 62.750 323,414 5,154 5,154 0 3 0 0 5,154 PIONEER NATURAL RESOURCES Com 723787107 14.187 4,339,520 305,880 305,880 0 3 0 0 305,880 PITNEY-BOWES INC Com 724479100 39.437 433,807 11,000 9,400 1,600 3 1,600 0 7,800 PLUM CREEK TIMBER CO INC Com 729251108 22.312 383,766 17,200 14,350 2,850 3 2,850 0 11,500 POGO PRODUCING Com 730448103 25.375 502,425 19,800 19,800 0 3 0 0 19,800 POPULAR INC Com 733174106 27.062 560,454 20,710 20,710 0 3 0 0 20,710 PRAECIS PHARMACEUTICALS I Com 739421105 42.500 425,000 10,000 10,000 0 3 0 0 10,000 PRENTISS PTTYS TR Com 740706106 26.125 1,206,975 46,200 46,200 0 3 0 0 46,200 PROCTER & GAMBLE CO Com 742718109 67.000 5,721,800 85,400 82,900 2,500 3 3,500 0 79,400 80,400 1,200 0 1,200 2 1,200 PROGRESSIVE CORP Com 743315103 81.875 3,643,438 44,500 44,500 0 3 0 0 44,500 PROLOGIS TR SH BEN INT Com 743410102 23.750 1,971,250 83,000 83,000 0 3 0 0 83,000 PROVINCE HEALTHCARE CO Com 743977100 39.937 449,291 11,250 11,250 0 3 0 0 11,250 PULITZER INC. Com 745769109 42.950 1,941,340 45,200 45,200 0 3 0 0 45,200 QUAKER OATS CO Com 747402105 79.125 310,487 3,924 3,254 670 3 670 0 2,584 QUANTUM CORP DSSG Com 747906204 15.062 669,868 44,474 37,977 6,497 3 7,674 0 30,303 425,622 28,258 0 28,258 2 28,258 QUEST COMMUNICATIONS INTE Com 749121109 48.125 792,619 16,470 13,785 2,685 3 3,218 247 10,320 4,813 100 0 100 2 100 RCN CORP Com 749361101 20.750 291,434 14,045 14,045 0 3 0 0 14,045 RADIAN GROUP INC Com 750236101 67.500 1,235,250 18,300 18,300 0 3 0 0 18,300 RADIOSHACK CORP Com 750438103 64.625 326,356 5,050 5,050 0 3 0 0 5,050 RAYONIER INC Com 754907103 35.937 2,421,615 67,385 67,385 0 3 0 0 67,385 REDBACK NETWORKS INC. Com 757209101 164.000 295,200 1,800 1,800 0 3 0 0 1,800 RITE AID CORP Com 767754104 4.000 1,820,000 455,000 455,000 0 3 0 0 455,000 SDL INC Com 784076101 309.312 556,762 1,800 1,800 0 3 0 0 1,800 SAFEWAY INC Com 786514208 46.687 966,421 20,700 20,700 0 3 0 0 20,700 SARA LEE CORP Com 803111103 20.312 711,164 35,012 32,412 2,600 3 2,612 0 29,800 SAWTEK INC Com 805468105 38.515 519,953 13,500 13,500 0 3 0 0 13,500 SCHERING-PLOUGH CORP Com 806605101 46.562 131,921,740 2,833,249 2,353,373 479,876 3 477,326 0 1,876,047 840,398 18,049 0 18,049 2 18,049 SCIENTIFIC ATLANTA Com 808655104 63.625 557,355 8,760 8,760 0 3 0 0 8,760
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None SEAGATE TECHNOLOGY Com 811804103 69.000 729,606 10,574 10,574 0 3 0 0 10,574 SEPRACOR INC Com 817315104 122.687 288,314 2,350 2,350 0 3 0 0 2,350 55,209 450 0 450 2 450 SERVICE CORP INTERNATIONA Com 817565104 2.437 335,017 137,471 137,471 0 3 0 0 137,471 SIEBEL SYS INC Com 826170102 111.312 300,542 2,700 2,700 0 3 0 0 2,700 SIMON PROPERTY GROUP INC Com 828806109 23.437 1,094,508 46,700 46,700 0 3 0 0 46,700 SOLECTRON CORP Com 834182107 46.125 478,132 10,366 6,765 3,601 3 3,601 0 3,164 106,733 2,314 0 2,314 2 2,314 SONY CORP ADR Com 835699307 100.937 722,305 7,156 7,156 0 3 0 0 7,156 SOUTHDOWN INC Com 841297104 71.250 4,819,706 67,645 67,645 0 3 0 0 67,645 SOUTHERN CO Com 842587107 32.453 323,427 9,966 6,699 3,267 3 3,267 1,332 2,100 SPHERION CORPORATION Com 848420105 11.937 782,470 65,550 65,550 0 3 0 0 65,550 SPIEKER PROPERTIES INC Com 848497103 57.562 420,203 7,300 7,300 0 3 0 0 7,300 SPORT-HALEY INC. Com 848925103 4.250 276,250 65,000 65,000 0 3 0 0 65,000 SPRINT CORP Com 852061100 29.312 4,254,696 145,152 144,752 400 3 0 0 144,752 STANLEY WORKS Com 854616109 23.062 270,563 11,732 11,732 0 3 0 0 11,732 STORAGE USA INC Com 861907103 30.500 883,036 28,952 28,002 950 3 14,674 0 13,328 221,186 7,252 0 7252 2 7,252 STRAYER ED INC Com 863236105 21.875 350,000 16,000 16,000 0 3 0 0 16,000 SUMMIT PROPERTIES Com 866239106 24.125 646,550 26,800 26,800 0 3 0 0 26,800 SUN MICRO SYSTEMS Com 866810104 116.750 7,240,252 62,015 43,465 18,550 3 9,540 0 33,925 10,508 90 0 90 2 90 SUNGARD DATA SYSTEMS INC Com 867363103 42.812 817,709 19,100 19,100 0 3 0 0 19,100 SUNTRUST BKS INC Com 867914103 49.875 733,163 14,700 12,700 2,000 3 2,000 0 10,700 32,419 650 0 650 2 650 SYSCO CORP Com 871829107 46.312 12,447,508 268,775 268,375 400 3 0 0 268,375 TBC CORP Com 872180104 4.875 975,000 200,000 200,000 0 3 0 0 200,000 TJX COS INC Com 872540109 22.500 821,250 36,500 36,500 0 3 0 0 36,500 TMP WORLDWIDE INC Com 872941109 80.500 325,542 4,044 4,044 0 3 0 0 4,044 TAUBMAN CENTERS INC Com 876664103 11.562 297,143 25,700 25,700 0 3 0 0 25,700 TECH DATA CORPORATION Com 878237106 42.750 431,775 10,100 10,100 0 3 0 0 10,100 TECHNE CORP Com 878377100 112.000 660,800 5,900 5,900 0 3 0 0 5,900 TECUMSEH PRODS CO CL A Com 878895200 41.875 437,594 10,450 9,984 466 3 552 0 9,432 26,674 637 0 637 2 637
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None TELEPHONE & DATA SYSTEMS Com 879433100 110.700 5,867,100 53,000 53,000 0 3 0 0 53,000 TELLABS INC Com 879664100 47.750 1,507,277 31,566 18,646 12,920 3 2,250 0 16,396 39,442 826 0 826 2 826 TEXACO INC Com 881694103 52.500 3,578,611 68,164 59,389 8,775 3 2,505 400 56,484 30,870 588 0 588 2 588 TIME WARNER INC Com 887315109 78.330 375,984 4,800 4,300 500 3 0 0 4,300 39,165 500 0 500 2 500 TORCHMARK CORP Com 891027104 27.812 543,586 19,545 19,545 0 3 0 0 19,545 TOSCO CORP Com 891490302 31.187 555,129 17,800 11,800 6,000 3 6,000 0 5,800 TRANSATLANTIC HLDGS INC Com 893521104 92.500 342,250 3,700 3,700 0 3 0 0 3,700 TRANSWITCH CORP Com 894065101 63.750 1,026,375 16,100 16,100 0 3 0 0 16,100 TRENWICK GROUP Com 895290104 19.000 2,995,483 157,657 157,657 0 3 0 0 157,657 TRICON GLOBAL RESTAURANT Com 895953107 30.625 5,952,245 194,359 173,092 21,267 3 4,932 0 168,160 443,481 14,481 0 14,481 2 14,481 TRIBUNE CO NEW Com 896047107 43.625 283,563 6,500 6,500 0 3 0 0 6,500 TRIZEC HAHN CORP SUBORDIN Com 896938107 16.812 4,186,188 249,000 249,000 0 3 0 0 249,000 TUPPERWARE CORP Com 899896104 18.000 5,142,600 285,700 284,830 870 3 870 400 283,560 TYCO INTERNATIONAL NEW Com 902124106 51.875 5,608,932 108,124 74,269 33,855 3 6,116 0 68,153 19,453 375 0 375 2 375 USX-MARATHON GROUP COM NE Com 902905827 28.375 418,305 14,742 13,858 884 3 1,042 100 12,716 33,085 1,166 0 1166 2 1,166 US BANCORP DEL INC Com 902973106 22.750 1,210,869 53,225 53,225 0 3 0 0 53,225 USG CORP NEW Com 903293405 25.062 751,860 30,000 30,000 0 3 0 0 30,000 UNION PLANTERS CORP Com 908068109 33.062 1,480,748 44,787 36,662 8,125 3 15,857 0 20,805 U S AIR GROUP INC Com 911905107 30.437 304,370 10,000 10,000 0 3 0 0 10,000 UNITED TECHNOLOGIES CORP Com 913017109 69.375 889,734 12,825 12,825 0 3 0 0 12,825 97,125 1,400 0 1400 2 1,400 UNVL ELECTRS INC. Com 913483103 24.187 435,366 18,000 18,000 0 3 0 0 18,000 UNIVERSAL FOODS CORP Com 913538104 20.375 536,433 26,328 26,328 0 3 0 0 26,328 UNIVERSAL HEALTH SERVICES Com 913903100 85.625 1,078,875 12,600 12,600 0 3 0 0 12,600 VENATOR GROUP INC Com 922944103 12.375 263,588 21,300 21,300 0 3 0 0 21,300 VERTITAS SOFTWARE CO Com 923436109 142.000 372,750 2,625 2,625 0 3 0 0 2,625 VIACOM INC CLASS B Com 925524308 58.500 2,264,536 38,710 38,493 217 3 868 0 37,625 VITESSE SEMICONDUCTOR COR Com 928497106 88.937 302,386 3,400 3,400 0 3 0 0 3,400
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None VORNADO RLTY TR Com 929042109 37.125 1,785,713 48,100 48,100 0 3 0 0 48,100 WD-40 CO Com 929236107 21.250 380,375 17,900 17,900 0 3 0 0 17,900 WAL MART STORES, INC. Com 931142103 48.125 4,946,432 102,783 90,673 12,110 3 12,310 0 78,363 168,438 3,500 0 3,500 2 3,500 WALGREEN CO Com 931422109 37.937 2,899,069 76,418 64,485 11,933 3 11,933 0 52,552 WALLACE COMPUTER SERVICE Com 932270101 15.250 350,216 22,965 22,965 0 3 0 0 22,965 WASHINGTON MUTUAL INC Com 939322103 39.812 7,658,555 192,368 118,533 73,835 3 61,029 0 57,504 695,118 17,460 0 17,460 2 17,460 WASHINGTON REAL ESTATE IN Com 939653101 20.062 457,414 22,800 22,800 0 3 0 0 22,800 WATERS CORP Com 941848103 89.000 1,780,000 20,000 20,000 0 3 0 0 20,000 WEATHERFORD INTERNATIONAL Com 947074100 43.000 2,995,165 69,655 69,655 0 3 0 0 69,655 18,275 425 0 425 2 425 WELLMAN INC Com 949702104 14.437 323,562 22,412 22,412 0 3 0 0 22,412 WELLS FARGO & CO (NEW) Com 949746101 45.937 18,177,087 395,696 378,826 16,870 3 3,170 1,400 374,256 82,595 1,798 0 1,798 2 1,798 WERNER ENTERPRISES INC Com 950755108 11.750 264,728 22,530 22,530 0 3 0 0 22,530 WESTWOOD 1 INC. Com 961815107 21.437 312,980 14,600 14,600 0 3 0 0 14,600 WEYERHAEUSER COMPANY Com 962166104 40.562 333,865 8,231 8,047 184 3 215 0 7,832 9,410 232 0 232 2 232 WHIRLPOOL CORP Com 963320106 38.875 266,099 6,845 5,752 1,093 3 1,243 0 4,509 43,112 1,109 0 1,109 2 1,109 WISCONSIN CENTRAL TRANSPO Com 976592105 10.562 296,053 28,030 28,030 0 3 0 0 28,030 WRIGLEY WILLIAM JR COMPAN Com 982526105 74.875 501,663 6,700 6,700 0 3 6,700 0 0 XIRCOM Com 983922105 25.250 303,000 12,000 12,000 0 3 0 0 12,000 XEROX CORP Com 984121103 15.000 279,465 18,631 16,599 2,032 3 615 0 15,984 31,200 2,080 0 2,080 2 2,080 YOUNG BROADCASTING INC. C Com 987434107 31.437 4,008,218 127,500 127,500 0 3 0 0 127,500 CONTINUE CARE HOLDING COR Com 993771000 3.630 2,918,625 804,029 804,029 0 3 804,029 0 0 TARGET CORP Com 8.7612E+110 25.625 340,684 13,295 13,295 0 3 0 0 13,295 EDWARDS LIFESCIENCES CP Com 2.8176E+112 21.812 495,460 22,715 22,715 0 3 0 0 22,715 ADOBE SYSTEM INCORP Com 00724F101 155.250 728,899 4,695 4,695 0 3 0 0 4,695 AGILENT TECHNOLOGIES INC Com 00846U101 48.937 436,763 8,925 8,811 114 3 114 0 8,697 AGILE SOFTWARE CORP Com 00846X105 89.937 339,062 3,770 3,770 0 3 0 0 3,770 AMERICA ONLINE INC Com 02364J104 53.650 1,775,547 33,095 32,980 115 3 200 115 32,665
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None AMERICREDIT CORP Com 03060R101 28.812 1,135,193 39,400 39,400 0 3 0 0 39,400 APT INVT & MGMT CO CL A C Com 03748R101 46.062 1,349,617 29,300 29,300 0 3 0 0 29,300 APPLIED MICRO CIRCUITS CO Com 03822W109 207.062 859,307 4,150 4,150 0 3 0 0 4,150 ARIBA INC. Com 04033V104 143.265 429,795 3,000 3,000 0 3 0 0 3,000 AVID TECHNOLOGY INC Com 05367P100 14.000 280,000 20,000 20,000 0 3 0 0 20,000 BJS WHSL CLUB INC Com 05548J106 34.500 1,345,500 39,000 39,000 0 3 0 0 39,000 BANK ONE CORP Com 06423A103 38.062 1,033,080 27,142 14,863 12,279 3 905 0 13,958 BESTFOODS INC Com 08658U101 72.750 490,335 6,740 5,069 1,671 3 3,431 0 1,638 BIOVAIL CORPORATION Com 09067J109 81.437 1,245,986 15,300 15,300 0 3 0 0 15,300 BUSINESS OBJECTS SA SPONS Com 12328X107 113.062 316,574 2,800 2,800 0 3 0 0 2,800 CALLON PETE CO. Com 13123X102 15.812 474,360 30,000 30,000 0 3 0 0 30,000 CAPITAL ONE FINANCIAL Com 14040H105 70.062 4,344,614 62,011 56,245 5,766 3 7,700 1,000 47,545 CAPITAL TRUST CL A Com 14052H100 4.500 292,500 65,000 65,000 0 3 0 0 65,000 CASH AMERICA INVESTMENTS Com 14754D100 7.312 292,480 40,000 40,000 0 3 0 0 40,000 CHASE MANHATTAN CORP NEW Com 16161A108 46.187 14,918,401 323,000 300,943 22,057 3 2,995 1,050 296,898 CISCO CORP Com 17275R102 55.250 8,795,635 159,197 124,615 34,582 3 15,394 0 109,221 CITIZENS COMMUNICATIONS C Com 17453B101 13.375 2,655,272 198,525 198,525 0 3 0 6 198,519 COMPUCREDIT CORP Com 20478N100 56.093 387,042 6,900 6,900 0 3 0 0 6,900 COSTCO WHOLESALE CORPORAT Com 22160K105 34.937 12,825,862 367,114 363,380 3,734 3 3,334 1,000 359,046 CRITICAL PATH INC. Com 22674V100 60.750 443,475 7,300 7,300 0 3 0 0 7,300 DEVON ENERGY CORPORATION Com 25179M103 60.150 1,092,745 18,167 18,066 101 3 101 0 17,965 DIAGEO PLC - SPONSORED AD Com 25243Q205 35.312 333,169 9,435 9,435 0 3 0 0 9,435 DUN & BRADSTREET CORP (NE Com 26483B106 34.437 324,741 9,430 8,990 440 3 1,240 0 7,750 DYNEGY INC. Com 26816Q101 57.031 595,974 10,450 10,450 0 3 0 0 10,450 EMS TECHNOLOGIES INC Com 26873N108 15.000 525,000 35,000 35,000 0 3 0 0 35,000 EQUITY RESIDENTIAL PROPER Com 29476L107 48.000 1,934,400 40,300 40,300 0 3 0 0 40,300 EXTREME NETWORKS INC. Com 30226D106 114.500 431,093 3,765 3,765 0 3 0 0 3,765 EXXON MOBIL CORP Com 30231G102 89.109 16,959,943 190,328 148,248 42,080 3 51,700 2,102 94,446 FEDERATED DEPT STORES INC Com 31410H101 26.125 3,059,761 117,120 116,420 700 3 0 0 116,420 FEDEX CORP Com 31428X106 44.340 6,750,056 152,234 149,934 2,300 3 3,000 2,000 144,934 FINISAR CORP Com 31787A101 48.375 266,063 5,500 5,500 0 3 0 0 5,500 FIRSTAR CORP WISC (NEW) Com 33763V109 22.375 264,115 11,804 11,804 0 3 0 0 11,804 GOLDMAN SACHS GROUP INC. Com 38141G104 114.062 353,592 3,100 3,100 0 3 0 0 3,100 GRANT PRIDECO INC. Com 38821G101 21.937 1,205,943 54,973 54,973 0 3 0 0 54,973
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None GULF CDA RES LTD ORD Com 40218L305 5.375 295,625 55,000 55,000 0 3 0 0 55,000 HOSPITALITY PROPS Com 44106M102 23.375 701,250 30,000 30,000 0 3 0 0 30,000 HOST MARRIOTT CORP NEW Com 44107P104 11.250 3,316,534 294,803 294,803 0 3 0 0 294,803 INFOCUS CORPORATION Com 45665B106 53.000 662,500 12,500 12,500 0 3 0 0 12,500 INTL FIBER INC. Com 45950T101 14.625 292,500 20,000 20,000 0 3 0 0 20,000 INTERNET SECURITY SYSTEMS Com 46060X107 75.125 548,413 7,300 7,300 0 3 0 0 7,300 INVESTMENT TECHNOLOGY GRO Com 46145F105 39.937 439,307 11,000 11,000 0 3 0 0 11,000 INVITROGEN CORP Com 46185R100 71.125 647,238 9,100 9,100 0 3 0 0 9,100 KILROY REALTY CORP Com 49427F108 26.687 1,304,994 48,900 48,900 0 3 0 0 48,900 KIMCO REALTY CORP Com 49446R109 42.250 967,525 22,900 22,900 0 3 0 0 22,900 MBIA, INC Com 55262C100 71.125 997,528 14,025 14,025 0 3 0 0 14,025 MBNA CORP Com 55262L100 38.500 1,237,236 32,136 32,136 0 3 2,175 0 29,961 MANULIFE FINANCIAL CORPOR Com 56501R106 20.750 2,358,238 113,650 58,942 54,708 3 54,708 0 4,234 MAXIM INTEGRATED PRODUCTS Com 57772K101 80.437 345,879 4,300 4,300 0 3 400 0 3,900 MCKESSON HBOC INC Com 58155Q103 30.562 391,194 12,800 12,800 0 3 0 0 12,800 MERISTAR HOSPITALITY CORP Com 58984Y103 20.250 486,000 24,000 24,000 0 3 0 0 24,000 METLIFE INC Com 59156R108 26.250 680,295 25,916 15,051 10,865 3 12,419 0 2,632 MID-AMERICA APARTMENT COM Com 59522J103 23.937 1,256,214 52,480 51,670 810 3 17,007 1,050 33,613 NETWORK APPLIANCE INC. Com 64120L104 127.375 751,513 5,900 5,900 0 3 0 0 5,900 NEXTEL COMMUNICATIONS INC Com 65332V103 46.750 1,806,981 38,652 19,800 18,852 3 2,800 0 17,000 NEXTEL PARTNERS INC. CL A Com 65333F107 29.125 265,038 9,100 9,100 0 3 0 0 9,100 NOVARTIS Com 66987V109 38.687 444,901 11,500 11,500 0 3 0 0 11,500 ORACLE CORPORATION Com 68389X105 78.750 8,908,752 113,127 80,033 33,094 3 18,830 0 61,203 P.E. CORP Com 69332S102 116.515 495,189 4,250 4,250 0 3 0 0 4,250 PMC SIERRA INC. Com 69344F106 215.250 414,356 1,925 1,925 0 3 0 0 1,925 PMI GROUP Com 69344M101 67.750 1,111,100 16,400 16,400 0 3 0 0 16,400 PAN PACIFIC RETAIL Com 69806L104 20.062 535,655 26,700 26,700 0 3 0 0 26,700 PHARMACIA CORP Com 71713U102 60.187 3,200,745 53,180 53,180 0 3 0 0 53,180 PRIME GROUP RLTY TR SH BE Com 74158J103 15.750 2,645,213 167,950 167,950 0 3 0 0 167,950 PROVIDIAN FINL CORP W/I C Com 74406A102 127.000 537,972 4,236 4,236 0 3 0 0 4,236 PUBLIC STORAGE INC Com 74460D109 23.937 900,031 37,600 37,600 0 3 0 0 37,600 RFS HOTEL INVESTORS, INC Com 74955J108 12.625 2,015,152 159,616 155,616 4,000 3 38,166 13,000 104,450 RECKSON ASSOCIATES REALTY Com 75621K106 25.500 854,250 33,500 33,500 0 3 0 0 33,500 RELIANT ENERGY INC Com 75952J108 46.500 382,138 8,218 6,409 1,809 3 1,809 0 4,600
NATIONAL COMMERCE BANCORPORATION 13F AS OF SEPTEMBER 30, 2000
FORM 13F PAGE ________ OF ________ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: Investment Discretion Voting Authority Share or (b) Shared Manager Title of Cusip Market per Fair Market Principal as Defined See (a) (b) (c) Name of Issuer Class Number Share Value Amount (a) Sole In Inst. V Inst. V Sole Shared None SBC COMMUNICATIONS INC Com 78387G103 49.875 6,921,702 138,781 93,911 44,870 3 27,131 1,171 65,609 SL GREEN RLTY CORP Com 78440X101 28.062 1,408,712 50,200 50,200 0 3 0 0 50,200 SAKS INC Com 79377W108 9.875 3,867,366 391,632 391,632 0 3 0 0 391,632 SERVICEMASTER CO COM Com 81760N109 9.875 2,244,825 227,324 227,324 0 3 0 0 227,324 TENET HEALTHCARE CORP Com 88033G100 36.437 1,491,840 40,943 38,004 2,939 3 3,436 0 34,568 TETRA TECHNOLOGIES Com 88162G103 28.562 477,442 16,716 16,716 0 3 0 0 16,716 TRIQUINT SEMICONDUCTOR IN Com 89674K103 36.437 298,783 8,200 8,200 0 3 0 0 8,200 UCAR INTERNATIONAL INC Com 90262K109 12.687 380,610 30,000 30,000 0 3 0 0 30,000 UNUMPROVIDENT CORP Com 91529Y106 27.250 2,557,249 93,844 93,844 0 3 0 0 93,844 VALERO ENERGY CORP NEW Com 91913Y100 35.187 517,530 14,708 14,708 0 3 447 0 14,261 VERITAS DGC INC Com 92343P107 28.937 379,075 13,100 13,100 0 3 0 0 13,100 VERIZON COMMUNICATIONS IN Com 92343V104 48.437 16,817,181 347,197 313,547 33,650 3 20,027 2,046 291,474 VISTEON CORP Com 92839U107 15.125 262,766 17,373 17,195 178 3 204 0 16,991 VODAFONE GROUP PLC Com 92857W100 37.000 24,375,785 658,805 651,310 7,495 3 7,835 1,550 641,925 WASTE MANAGEMENT INC NEW Com 94106L109 17.437 15,383,637 882,241 881,178 1,063 3 1,215 0 879,963 WEBMD CORP Com 94769M105 15.250 2,065,719 135,457 135,457 0 3 0 0 135,457 WHITMAN CORP NEW Com 96647R107 11.562 609,526 52,718 52,003 715 3 715 288 51,000 WORLDCOM INC Com 98157D106 30.375 15,835,551 521,335 432,244 89,091 3 32,940 1,518 397,786 LASALLE RE HOLDING LTD Com G5383Q101 18.880 940,224 49,800 49,800 0 3 0 0 49,800 XL CAPITAL LTD CL A Com G98255105 74.000 9,430,930 127,445 126,945 500 3 0 1,000 125,945 PANAMERICAN BEVERAGES INC Com P74823108 17.000 546,720 32,160 32,160 0 3 0 0 32,160
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