-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZGaslwHv74KOI7O6iujyazsYcKHlfmIw0nVucOGRBcoG9e2CeiUWKQGTLg3mSZm cK7XIPQcCN9ki8L+m4apwQ== 0001144204-06-003851.txt : 20060202 0001144204-06-003851.hdr.sgml : 20060202 20060202173134 ACCESSION NUMBER: 0001144204-06-003851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051213 FILED AS OF DATE: 20060202 DATE AS OF CHANGE: 20060202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAURUS MASTER FUND LTD CENTRAL INDEX KEY: 0001189294 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12673 FILM NUMBER: 06574730 BUSINESS ADDRESS: STREET 1: 152 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125415800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIN EUGENE CENTRAL INDEX KEY: 0001296338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12673 FILM NUMBER: 06574728 BUSINESS ADDRESS: BUSINESS PHONE: 212-541-5800X213 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIN DAVID CENTRAL INDEX KEY: 0001296339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12673 FILM NUMBER: 06574727 BUSINESS ADDRESS: BUSINESS PHONE: 212-541-5800X209 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA TOOL CO CENTRAL INDEX KEY: 0001018349 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 382828870 STATE OF INCORPORATION: MI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 5460 EXECUTIVE PARKWAY CITY: GRAND RAPIDS STATE: MI ZIP: 49512 BUSINESS PHONE: 6166982100 MAIL ADDRESS: STREET 1: 5460 EXECUTIVE PKWY CITY: GRAND RAPIDS STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: RIVIERA DIE & TOOL INC DATE OF NAME CHANGE: 19960708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAURUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001296341 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12673 FILM NUMBER: 06574729 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-541-5800X209 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v034473_ex.xml X0202 4 2005-12-13 0 0001018349 RIVIERA TOOL CO RTC 0001189294 LAURUS MASTER FUND LTD C/O LAURUS CAPITAL MANAGEMENT, LLC 825 THIRD AVENUE, 14TH FLOOR NEW YORK NY 10022 0 0 1 0 0001296341 LAURUS CAPITAL MANAGEMENT LLC 825 THIRD AVENUE 14TH FLOOR NEW YORK NY 10022 0 0 1 0 0001296338 GRIN EUGENE C/O LAURUS CAPITAL MANAGEMENT, LLC 825 THIRD AVENUE 14TH FLOOR NEW YORK NY 10022 0 0 1 0 0001296339 GRIN DAVID C/O LAURUS CAPITAL MANAGEMENT, LLC 825 THIRD AVENUE 14TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, no par value per share 2005-12-13 4 S 0 1500 0.62 D 271227 D Common Stock, no par value per share 2006-01-12 4 S 0 5000 0.62 D 266227 D Common Stock, no par value per share 2006-01-17 4 S 0 2500 0.62 D 263727 D Common Stock, no par value per share 2006-01-18 4 S 0 2000 0.66 D 261727 D Common Stock, no par value per share 2006-01-18 4 S 0 2000 0.67 D 259727 D Common Stock, no par value per share 2006-01-18 4 S 0 4200 0.70 D 255527 D Common Stock, no par value per share 2006-01-18 4 S 0 1500 0.68 D 254027 D Common Stock, no par value per share 2006-01-18 4 S 0 1200 0.69 D 252827 D Common Stock, no par value per share 2006-01-19 4 S 0 11000 0.75 D 241827 D Common Stock, no par value per share 2006-01-19 4 S 0 4000 0.76 D 237827 D Common Stock, no par value per share 2006-01-19 4 S 0 5000 0.77 D 232827 D Common Stock, no par value per share 2006-01-20 4 S 0 500 0.71 D 232327 D Common Stock, no par value per share 2006-01-20 4 S 0 500 0.72 D 231827 D Common Stock, no par value per share 2006-01-20 4 S 0 500 0.74 D 231327 D Common Stock, no par value per share 2006-01-20 4 S 0 3000 0.69 D 228327 D Common Stock, no par value per share 2006-01-20 4 S 0 1000 0.75 D 227327 D Common Stock, no par value per share 2006-01-20 4 S 0 1000 0.73 D 226327 D Common Stock, no par value per share 2006-01-23 4 S 0 3700 0.95 D 222627 D Common Stock, no par value per share 2006-01-23 4 S 0 8000 0.90 D 214627 D Common Stock, no par value per share 2006-01-23 4 S 0 1000 0.94 D 213627 D Common Stock, no par value per share 2006-01-23 4 S 0 600 0.96 D 213027 D Common Stock, no par value per share 2006-01-23 4 S 0 2000 0.88 D 211027 D Common Stock, no par value per share 2006-01-23 4 S 0 500 0.87 D 210527 D Common Stock, no par value per share 2006-01-23 4 S 0 1000 0.86 D 209527 D Common Stock, no par value per share 2006-01-23 4 S 0 500 0.83 D 209027 D Common Stock, no par value per share 2006-01-23 4 S 0 500 0.85 D 208527 D Common Stock, no par value per share 2006-01-23 4 S 0 500 0.93 D 208027 D See Exhibit 99 (Footnote 1) /s/ Eugene Grin, Director, on behalf of Laurus Master Fund, Ltd. 2006-02-02 /s/ Eugene Grin, Principal, on behalf of Laurus Capital Management, LLC 2006-02-02 /s/ Eugene Grin 2006-02-02 /s/ David Grin 2006-02-02 EX-99 2 v034473_ex99.txt (1) Laurus Master Fund, Ltd., a Cayman Islands corporation ("Laurus Master Fund"), is the holder of all of the securities of Riviera Tool Company, a Michigan corporation (the "Company"), reported herein. Laurus Master Fund is managed by Laurus Capital Management, LLC, a Delaware limited liability company ("Laurus Capital"). Eugene Grin and David Grin, through other entities, are the controlling principals of Laurus Capital, and share sole voting and investment power over all securities of the Company held by Laurus Master Fund. Thus, for the purposes of Reg. Section 240.13d-3, Laurus Capital, Eugene Grin and David Grin may be deemed to be beneficial owners of more than 10% of the Company's common stock, no par value per share. Each of Laurus Capital, Eugene Grin and David Grin disclaims beneficial ownership of the securities reported herein except to the extent of such person's pecuniary interest in Laurus Master Fund, if any. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by the statement. -----END PRIVACY-ENHANCED MESSAGE-----