0001104659-23-110124.txt : 20231019 0001104659-23-110124.hdr.sgml : 20231019 20231019163039 ACCESSION NUMBER: 0001104659-23-110124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231017 FILED AS OF DATE: 20231019 DATE AS OF CHANGE: 20231019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINSKY STEVEN B CENTRAL INDEX KEY: 0001018327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56554 FILM NUMBER: 231335058 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New Mountain Guardian Investments IV Unlevered, L.L.C. CENTRAL INDEX KEY: 0001985490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56554 FILM NUMBER: 231335059 BUSINESS ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 720-0300 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian IV Income Fund, L.L.C. CENTRAL INDEX KEY: 0001976719 IRS NUMBER: 920964074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian IV Unlevered BDC, L.L.C. DATE OF NAME CHANGE: 20230505 4 1 tm2328627-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-10-17 0 0001976719 New Mountain Guardian IV Income Fund, L.L.C. NONE 0001985490 New Mountain Guardian Investments IV Unlevered, L.L.C. C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 0001018327 KLINSKY STEVEN B C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 0 LLC Interests 2023-10-17 4 P 0 750000 10 A 1250000 D On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023. Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. New Mountain Guardian Investments IV Unlevered, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member 2023-10-19 /s/ Steven B. Klinsky 2023-10-19