0001104659-22-126296.txt : 20221212 0001104659-22-126296.hdr.sgml : 20221212 20221212163147 ACCESSION NUMBER: 0001104659-22-126296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINSKY STEVEN B CENTRAL INDEX KEY: 0001018327 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01528 FILM NUMBER: 221457492 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New Mountain Guardian Investments IV, L.L.C. CENTRAL INDEX KEY: 0001935633 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01528 FILM NUMBER: 221457493 BUSINESS ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C. STREET 2: 1633 BROADWAY, 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian IV BDC, L.L.C. CENTRAL INDEX KEY: 0001925531 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian IV BDC L.L.C. DATE OF NAME CHANGE: 20220426 4 1 tm2232321-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-08 0 0001925531 New Mountain Guardian IV BDC, L.L.C. NONE 0001935633 New Mountain Guardian Investments IV, L.L.C. C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 0001018327 KLINSKY STEVEN B C/O NEW MOUNTAIN CAPITAL, L.L.C. 1633 BROADWAY, 48TH FLOOR NEW YORK NY 10019 0 0 1 0 LLC Interests 2022-12-08 4 P 0 1000000 10 A 3000000 D On December 8, 2022, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about December 22, 2022. Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. /s/ New Mountain Guardian Investments IV, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing member 2022-12-12 /s/ Steven B. Klinsky 2022-12-12