0000950103-22-009040.txt : 20220523
0000950103-22-009040.hdr.sgml : 20220523
20220523204404
ACCESSION NUMBER: 0000950103-22-009040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220519
FILED AS OF DATE: 20220523
DATE AS OF CHANGE: 20220523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLINSKY STEVEN B
CENTRAL INDEX KEY: 0001018327
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953608
MAIL ADDRESS:
STREET 1: C/O NEW MOUNTAIN CAPITAL, L.L.C.
STREET 2: 1633 BROADWAY, 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Capital, L.L.C.
CENTRAL INDEX KEY: 0001407718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953615
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Partners V, L.P.
CENTRAL INDEX KEY: 0001707375
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953614
BUSINESS ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-720-0300
MAIL ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NM Holdings GP, L.L.C.
CENTRAL INDEX KEY: 0001776766
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953606
BUSINESS ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-720-0300
MAIL ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Partners V (AIV-C2), L.P.
CENTRAL INDEX KEY: 0001844973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953612
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Remedy Investment GP, LLC
CENTRAL INDEX KEY: 0001845166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953610
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Remedy Acquisition L.P.
CENTRAL INDEX KEY: 0001844946
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953609
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Partners V (AIV-C), L.P.
CENTRAL INDEX KEY: 0001844949
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953613
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Investments V, L.L.C.
CENTRAL INDEX KEY: 0001844960
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953611
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 720-0300
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Mountain Capital Group, L.P.
CENTRAL INDEX KEY: 0001777024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40028
FILM NUMBER: 22953607
BUSINESS ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-720-0300
MAIL ADDRESS:
STREET 1: 787 SEVENTH AVENUE, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Signify Health, Inc.
CENTRAL INDEX KEY: 0001828182
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: (203) 541-4600
MAIL ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
4
1
dp173702_4-newmountain.xml
X0306
4
2022-05-19
0
0001828182
Signify Health, Inc.
SGFY
0001407718
New Mountain Capital, L.L.C.
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001707375
New Mountain Partners V, L.P.
787 SEVENTH AVENUE, 49TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001844949
New Mountain Partners V (AIV-C), L.P.
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001844973
New Mountain Partners V (AIV-C2), L.P.
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001844960
New Mountain Investments V, L.L.C.
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001845166
Remedy Investment GP, LLC
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001844946
Remedy Acquisition L.P.
1633 BROADWAY
48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001018327
KLINSKY STEVEN B
C/O NEW MOUNTAIN CAPITAL, L.L.C.
1633 BROADWAY, 48TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001777024
New Mountain Capital Group, L.P.
787 SEVENTH AVENUE, 49TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001776766
NM Holdings GP, L.L.C.
787 SEVENTH AVENUE, 49TH FLOOR
NEW YORK
NY
10019
1
0
1
0
Class A Common Stock
2022-05-19
4
A
0
44016
0
A
67764
I
By New Mountain Directors
Class A Common Stock
48378865
I
By New Mountain Partners V (AIV-C2), L.P.
Class A Common Stock
48330828
I
By Remedy Acquisition, L.P.
Represents a grant of restricted stock units ("RSUs") relating to 14,672 shares of Class A common stock to each of Matthew S. Holt, Albert A. Notini and Kyle B. Peterson (collectively, the "New Mountain Directors"). Each of the New Mountain Directors has assigned all rights, title and interest in the RSUs reported herein to New Mountain Capital, L.L.C. ("NMC").
The RSUs are scheduled to vest on May 19, 2023.
Each of the New Mountain Directors is a member of the Issuer's Board of Directors and a member of New Mountain Investments V, L.L.C. ("NM V").
NMC may be deemed to have beneficial ownership of the shares of Class A common stock directly held by each of New Mountain Partners V (AIV-C2), L.P. ("AIV-C2") and Remedy Acquisition, L.P. ("Remedy Acquisition").
The general partner of New Mountain Partners V (AIV-C), L.P. ("AIV-C"), AIV-C2 and Remedy Acquisition is NM V and the manager of AIV-C is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. NMC also has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds.
The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C, AIV-C2 and Remedy Acquisition and (b) NMC has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C, AIV-C2 and Remedy Acquisition hold of record or may be deemed to beneficially own.
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
/s/ New Mountain Capital, L.L.C.; By its Managing Member New Mountain Capital Group, L.P.; By its General Partner NM Holdings GP, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ New Mountain Partners V. L.P.; By its General Partner New Mountain Investments, V, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ New Mountain Partners V (AIC-C), L.P.; By its General Partner New Mountain Investments V, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ New Mountain Partners V (AIV-C2), L.P.; By its General Partner New Mountain Investments V, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ New Mountain Investments V, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ Remedy Investment GP, LLC; By its Vice President and Secretary Kyle Peterson
2022-05-23
/s/ Remedy Acquisition L.P.; By its General Partner Remedy Investment GP, LLC; By its Vice President and Secretary Kyle Peterson
2022-05-23
/s/ Steven B. Klinsky
2022-05-23
/s/ New Mountain Capital Group, L.P.; By its General Partner NM Holdings GP, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23
/s/ New Mountain Holdings GP, L.L.C.; By its Authorized Person Adam B. Weinstein
2022-05-23