0001209191-18-000195.txt : 20180102
0001209191-18-000195.hdr.sgml : 20180102
20180102162020
ACCESSION NUMBER: 0001209191-18-000195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171228
FILED AS OF DATE: 20180102
DATE AS OF CHANGE: 20180102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK GROUP CORP
CENTRAL INDEX KEY: 0001065521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 18502033
BUSINESS ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
BUSINESS PHONE: 01181368892260
MAIL ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
FORMER NAME:
FORMER CONFORMED NAME: SOFTBANK CORP
DATE OF NAME CHANGE: 19980708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starburst I, Inc.
CENTRAL INDEX KEY: 0001560156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 18502031
BUSINESS ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 6179289300
MAIL ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galaxy Investment Holdings, Inc.
CENTRAL INDEX KEY: 0001583143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 18502032
BUSINESS ADDRESS:
STREET 1: ONE CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 617-928-9300
MAIL ADDRESS:
STREET 1: 38 GLEN AVENUE
CITY: NEWTON
STATE: MA
ZIP: 02459
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINT Corp
CENTRAL INDEX KEY: 0000101830
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 461170005
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
BUSINESS PHONE: 855-848-3280
MAIL ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT NEXTEL CORP
DATE OF NAME CHANGE: 20050816
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT CORP
DATE OF NAME CHANGE: 19921222
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TELECOMMUNICATIONS INC
DATE OF NAME CHANGE: 19920316
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-28
0
0000101830
SPRINT Corp
S
0001065521
SOFTBANK GROUP CORP
1-9-1, HIGASHI-SHIMBASHI
MINATO-KU TOKYO
M0
105-7303
JAPAN
0
0
1
0
0001583143
Galaxy Investment Holdings, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
0001560156
Starburst I, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
Common Stock
2017-12-28
4
P
0
2102152
5.92
A
3360441896
I
See Footnote
Common Stock
2017-12-29
4
P
0
2141300
5.95
A
3362583196
I
See Footnote
These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.88 to $5.95, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Such figure 283,916,373 and 286,057,673 shares of Sprint Common Stock (the "Galaxy Shares") as of December 28 and December 29, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
/s/ Kentaro Matsui, Attorney-in-Fact
2018-01-02