0001209191-17-061518.txt : 20171117
0001209191-17-061518.hdr.sgml : 20171117
20171117164027
ACCESSION NUMBER: 0001209191-17-061518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK GROUP CORP
CENTRAL INDEX KEY: 0001065521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 171211538
BUSINESS ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
BUSINESS PHONE: 01181368892260
MAIL ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
FORMER NAME:
FORMER CONFORMED NAME: SOFTBANK CORP
DATE OF NAME CHANGE: 19980708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starburst I, Inc.
CENTRAL INDEX KEY: 0001560156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 171211536
BUSINESS ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 6179289300
MAIL ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galaxy Investment Holdings, Inc.
CENTRAL INDEX KEY: 0001583143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 171211537
BUSINESS ADDRESS:
STREET 1: ONE CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 617-928-9300
MAIL ADDRESS:
STREET 1: 38 GLEN AVENUE
CITY: NEWTON
STATE: MA
ZIP: 02459
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINT Corp
CENTRAL INDEX KEY: 0000101830
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 461170005
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
BUSINESS PHONE: 855-848-3280
MAIL ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT NEXTEL CORP
DATE OF NAME CHANGE: 20050816
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT CORP
DATE OF NAME CHANGE: 19921222
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TELECOMMUNICATIONS INC
DATE OF NAME CHANGE: 19920316
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-15
0
0000101830
SPRINT Corp
S
0001065521
SOFTBANK GROUP CORP
1-9-1, HIGASHI-SHIMBASHI
MINATO-KU TOKYO
M0
105-7303
JAPAN
0
0
1
0
0001583143
Galaxy Investment Holdings, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
0001560156
Starburst I, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
Common Stock
2017-11-15
4
J
0
311476
6.16
A
3331671947
I
See Footnote
On March 17, 2014, Galaxy Investment Holdings, Inc. ("Galaxy"), a U.S. wholly owned subsidiary of SoftBank Group Corp. ("SoftBank") granted to Ronald D. Fisher an award of restricted stock units (the "RSUs") for 2,846,508 shares of the common stock of Sprint Corporation, par value $0.01 per share ("Sprint Common Stock"), owned by Galaxy. The RSUs vest in four equal installments beginning on November 15, 2015, subject to the terms of the RSU award agreement. RSUs in respect of 711,627 shares vested on November 15, 2017, of which 311,476 were settled in cash and 400,151 were settled in shares of Sprint Common Stock. Such cash was withheld to satisfy tax withholding obligations. The amount reported in column 4 represents shares of Sprint Common Stock deemed reacquired by Galaxy from Mr. Fisher in respect of the RSUs settled in cash.
Such figure reflects 255,146,424 shares of Sprint Common Stock (the "Galaxy Shares") that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.
/s/ Ronald D. Fisher, as attorney-in-fact for SoftBank Group Corp.
2017-11-17
/s/ Ronald D. Fisher, as President of Galaxy Investment Holdings, Inc.
2017-11-17
/s/ Ronald D. Fisher, as President of Starburst I, Inc.
2017-11-17