0001193125-18-312646.txt : 20181031 0001193125-18-312646.hdr.sgml : 20181031 20181030210304 ACCESSION NUMBER: 0001193125-18-312646 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181030 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPRINT Corp CENTRAL INDEX KEY: 0000101830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 461170005 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04721 FILM NUMBER: 181148450 BUSINESS ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 BUSINESS PHONE: 913-794-1091 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 FORMER COMPANY: FORMER CONFORMED NAME: SPRINT NEXTEL CORP DATE OF NAME CHANGE: 20050816 FORMER COMPANY: FORMER CONFORMED NAME: SPRINT CORP DATE OF NAME CHANGE: 19921222 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TELECOMMUNICATIONS INC DATE OF NAME CHANGE: 19920316 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: T-Mobile US, Inc. CENTRAL INDEX KEY: 0001283699 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 200836269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: 12920 SE 38TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 800-318-9270 MAIL ADDRESS: STREET 1: 12920 SE 38TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 FORMER COMPANY: FORMER CONFORMED NAME: METROPCS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040315 425 1 d604214d425.htm 425 425

Filed by T-Mobile US, Inc.

pursuant to Rule 425 under the Securities Act of 1933

and deemed filed pursuant to Rule 14a-12

under the Securities Exchange Act of 1934

Subject Company: Sprint Corporation

Commission File No.: 001-04721


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 30, 2018

 

LOGO

T-MOBILE US, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

DELAWARE   1-33409   20-0836269
(State or other jurisdiction   (Commission File Number)   (I.R.S. Employer
of incorporation or organization)     Identification No.)
     

12920 SE 38th Street

Bellevue, Washington

  98006-1350  
(Address of principal executive offices)   (Zip Code)  

Registrant’s telephone number, including area code: (425) 378-4000

(Former Name or Former Address, if Changed Since Last Report):

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instructions A.2. below):

 

   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).   ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

On October 30, 2018, T-Mobile US, Inc. (“T-Mobile”), announced that, following the declaration by the Securities and Exchange Commission on October 29, 2018 that T-Mobile’s registration statement on Form S-4 (No. 333-226435) (the “Registration Statement”) became effective, it received a written consent of Deutsche Telekom Holding B.V., a besloten vennootschap met beperkte aansprakelijkheid organized and existing under the laws of the Netherlands (“DT Holding”), with respect to 538,590,941 shares of common stock of T-Mobile, par value $0.00001 per share (the “T-Mobile Common Stock”), in favor of the proposals summarized below to adopt (1) the share issuance and (2) an amended and restated certificate of incorporation of T-Mobile, as further described below and contemplated by the Business Combination Agreement dated as of April 29, 2018 (the “Business Combination Agreement”), by and among T-Mobile, Huron Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of T-Mobile, Superior Merger Sub Corporation, a Delaware corporation and a wholly owned subsidiary of Huron Merger Sub LLC, Sprint Corporation, a Delaware corporation (“Sprint”), Starburst I, Inc., a Delaware corporation, Galaxy Investment Holdings, Inc., a Delaware corporation, and for the limited purposes set forth therein, Deutsche Telekom AG, an Aktiengesellschaft organized and existing under the laws of the Federal Republic of Germany, DT Holding, and SoftBank Group Corp., a Japanese kabushiki kaisha (“SoftBank”), pursuant to which T-Mobile and Sprint will combine their respective businesses, on the terms and subject to the conditions set forth in the Business Combination Agreement (the “Merger Transactions”). The completion of the Merger Transactions remains subject to regulatory approvals and certain other customary closing conditions, and is expected to occur during the first half of 2019.

The approval of the proposals by 538,590,941 shares of T-Mobile Common Stock pursuant to the written consent of DT Holding constitutes approval by a majority (approximately 63.5%) of the 848,381,358 shares of T-Mobile Common Stock issued and outstanding and entitled to submit written consents as of October 1, 2018, the record date for the submission of written consents. A summary of the proposals, which are described more fully in the joint consent solicitation statement/prospectus that is part of the Registration Statement, is set forth below:

PROPOSAL 1: “Approval of the issuance of shares of T-Mobile common stock in the merger transactions described in the joint consent solicitation statement/prospectus.”

PROPOSAL 2: “Approval of the amendment and restatement of the T-Mobile certificate of incorporation in connection with the merger transactions described in the joint consent solicitation statement/prospectus, including each sub-proposal listed below.”

SUB-PROPOSAL 2(a): Approval of a sub-proposal to increase in the number of authorized shares of T-Mobile common stock from one billion to two billion, including other amendments incidental or related to the foregoing.”

SUB-PROPOSAL 2(b):Approval of a sub-proposal to amend the director designation rights of Deutsche Telekom AG and to add director designation rights of SoftBank, including other amendments incidental or related to the foregoing.”

SUB-PROPOSAL 2(c):Approval of a sub-proposal to add approval rights of SoftBank, including other amendments incidental or related to the foregoing.”

Important Additional Information

In connection with the proposed transaction, T-Mobile US, Inc. (“T-Mobile”) has filed a registration statement on Form S-4 (File No. 333-226435), which contains a joint consent solicitation statement of T-Mobile and Sprint Corporation (“Sprint”), that also constitutes a prospectus of T-Mobile (the “joint consent solicitation statement/prospectus”), and each party will file other documents regarding the proposed transaction with the U.S. Securities and Exchange Commission (the “SEC”). The registration statement on Form S-4 was declared effective by the SEC on October 29, 2018, and T-Mobile and Sprint commenced mailing the joint consent solicitation statement/prospectus to their respective stockholders on October 29, 2018. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE JOINT CONSENT SOLICITATION STATEMENT/PROSPECTUS AND OTHER RELEVANT DOCUMENTS FILED WITH THE SEC WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION. Investors and security holders may obtain these documents free of charge from the SEC’s website or from T-Mobile or Sprint. The documents filed by T-Mobile may be obtained free of charge at T-Mobile’s website, at www.t-mobile.com, or at the SEC’s website, at www.sec.gov, or from T-Mobile by requesting them by mail at T-Mobile US, Inc., Investor Relations, 1 Park Avenue, 14th Floor, New York, NY 10016, or by telephone at 212-358-3210. The documents filed by Sprint may be obtained free of charge at Sprint’s website, at www.sprint.com, or at the SEC’s website, at www.sec.gov, or from Sprint by requesting them by mail at Sprint Corporation, Shareholder Relations, 6200 Sprint Parkway, Mailstop KSOPHF0302-3B679, Overland Park, Kansas 66251, or by telephone at 913-794-1091.


Participants in the Solicitation

T-Mobile and Sprint and their respective directors and executive officers and other members of management and employees may be deemed to be participants in the solicitation of consents in respect of the proposed transaction. Information about T-Mobile’s directors and executive officers is available in T-Mobile’s proxy statement dated April 26, 2018, for its 2018 Annual Meeting of Stockholders. Information about Sprint’s directors and executive officers is available in Sprint’s proxy statement dated June 26, 2018, for its 2018 Annual Meeting of Stockholders, and in Sprint’s subsequent Current Report on Form 8-K filed with the SEC on July 2, 2018. Other information regarding the participants in the consent solicitation and a description of their direct and indirect interests, by security holdings or otherwise, is contained in the joint consent solicitation statement/prospectus. Investors should read the joint consent solicitation statement/prospectus carefully before making any voting or investment decisions. You may obtain free copies of these documents from T-Mobile or Sprint as indicated above.

No Offer or Solicitation

This communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the U.S. Securities Act of 1933, as amended.

Cautionary Statement Regarding Forward-Looking Statements

This communication contains certain forward-looking statements concerning T-Mobile, Sprint and the proposed transaction between T-Mobile and Sprint. All statements other than statements of fact, including information concerning future results, are forward-looking statements. These forward-looking statements are generally identified by the words “anticipate,” “believe,” “estimate,” “expect,” “intend,” “may,” “could” or similar expressions. Such forward-looking statements include, but are not limited to, statements about the benefits of the proposed transaction, including anticipated future financial and operating results, synergies, accretion and growth rates, T-Mobile’s, Sprint’s and the combined company’s plans, objectives, expectations and intentions, and the expected timing of completion of the proposed transaction. There are several factors which could cause actual plans and results to differ materially from those expressed or implied in forward-looking statements. Such factors include, but are not limited to, the failure to obtain, or delays in obtaining, required regulatory approvals, and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the proposed transaction, or the failure to satisfy any of the other conditions to the proposed transaction on a timely basis or at all; the occurrence of events that may give rise to a right of one or both of the parties to terminate the business combination agreement; adverse effects on the market price of T-Mobile’s or Sprint’s common stock and on T-Mobile’s or Sprint’s operating results because of a failure to complete the proposed transaction in the anticipated timeframe or at all; inability to obtain the financing contemplated to be obtained in connection with the proposed transaction on the expected terms or timing or at all; the ability of T-Mobile, Sprint and the combined company to make payments on debt or to repay existing or future indebtedness when due or to comply with the covenants contained therein; adverse changes in the ratings of T-Mobile’s or Sprint’s debt securities or adverse conditions in the credit markets; negative effects of the announcement, pendency or consummation of the transaction on the market price of T-Mobile’s or Sprint’s common stock and on T-Mobile’s or Sprint’s operating results, including as a result of changes in key customer, supplier, employee or other business relationships; significant transaction costs, including financing costs, and unknown liabilities; failure to realize the expected benefits and synergies of the proposed transaction in the expected timeframes or at all; costs or difficulties related to the integration of Sprint’s network and operations into T-Mobile; the risk of litigation or regulatory actions; the inability of T-Mobile, Sprint or the combined company to retain and hire key personnel; the risk that certain contractual restrictions contained in the business combination agreement during the pendency of the proposed transaction could adversely affect T-Mobile’s or Sprint’s ability to pursue business opportunities or strategic transactions; effects of changes in the regulatory environment in which T-Mobile and Sprint operate; changes in global, political, economic, business, competitive and market conditions; changes in tax and other laws and regulations; and other risks and uncertainties detailed in the Form S-4, as well as in T-Mobile’s Annual Report on Form 10-K for the fiscal year ended December 31, 2017 and in its subsequent reports on Form 10-Q, including in the sections thereof captioned “Risk Factors” and “Cautionary Statement Regarding Forward-Looking Statements,” as well as in its subsequent reports on Form 8-K, all of which are filed with the SEC and available at www.sec.gov and www.t-mobile.com. Forward-looking statements are based on current expectations and assumptions, which are subject to risks and uncertainties that may cause actual results to differ materially from those expressed in or implied by such forward-looking statements. Given these risks and uncertainties, persons reading this communication are cautioned not to place undue reliance on such forward-looking statements. T-Mobile assumes no obligation to update or revise the information contained in this communication (whether as a result of new information, future events or otherwise), except as required by applicable law.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

T-MOBILE US, INC.

Date: October 30, 2018

   

By:

 

/s/ J. Braxton Carter

     

J. Braxton Carter

      Executive Vice President and Chief Financial Officer
GRAPHIC 2 g604214g1030112439046.jpg GRAPHIC begin 644 g604214g1030112439046.jpg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end