0001225208-24-005339.txt : 20240429 0001225208-24-005339.hdr.sgml : 20240429 20240429170623 ACCESSION NUMBER: 0001225208-24-005339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240425 FILED AS OF DATE: 20240429 DATE AS OF CHANGE: 20240429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES GREGORY CENTRAL INDEX KEY: 0001225946 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 24892477 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTX Corp CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 1000 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP DATE OF NAME CHANGE: 20200406 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 4 1 doc4.xml X0508 4 2024-04-25 0000101829 RTX Corp RTX 0001225946 HAYES GREGORY 1000 WILSON BLVD. ARLINGTON VA 22209 1 1 Chairman and CEO 0 Common Stock 2024-04-25 4 M 0 224734.0000 71.0100 A 791457.0000 D Common Stock 2024-04-25 4 M 0 140884.0000 85.4700 A 932341.0000 D Common Stock 2024-04-25 4 D 0 17297.0000 101.5400 D 915044.0000 D Common Stock 2024-04-25 4 S 0 22424.0000 101.6520 D 892620.0000 D Common Stock 2024-04-25 4 D 0 34366.0000 101.6800 D 858254.0000 D Common Stock 2024-04-25 4 D 0 35014.0000 101.4000 D 823240.0000 D Common Stock 2024-04-25 4 D 0 35049.0000 101.3000 D 788191.0000 D Common Stock 2024-04-25 4 D 0 42045.0000 101.6400 D 746146.0000 D Common Stock 2024-04-25 4 D 0 42049.0000 101.6300 D 704097.0000 D Common Stock 2024-04-25 4 S 0 67338.0000 101.3705 D 636759.0000 D Common Stock 2024-04-25 4 D 0 70036.0000 101.3900 D 566723.0000 D Common Stock 1096.0000 I By Children's Trust Accounts Common Stock 12747.0000 I By Savings Plan Trustee Common Stock 874.0000 I By Spouse Common Stock 2859.0000 I By Spouse's Savings Plan Account Stock Appreciation Right 85.4700 2024-04-25 4 M 0 140884.0000 0.0000 D 2018-01-02 2025-01-01 Common Stock 140884.0000 0.0000 D Stock Appreciation Right 71.0100 2024-04-25 4 M 0 224734.0000 0.0000 D 2019-01-04 2026-01-03 Common Stock 224734.0000 0.0000 D The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.62 to $101.71 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.30 to $101.54 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. /s/ Michelle G. Gewandter, as Attorney-In-Fact 2024-04-29