0001225208-24-001879.txt : 20240212
0001225208-24-001879.hdr.sgml : 20240212
20240212175644
ACCESSION NUMBER: 0001225208-24-001879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240208
FILED AS OF DATE: 20240212
DATE AS OF CHANGE: 20240212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Amy L
CENTRAL INDEX KEY: 0001881827
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 24621710
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RTX Corp
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 WILSON BLVD
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 1000 WILSON BLVD
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
DATE OF NAME CHANGE: 20200406
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
4
1
doc4.xml
X0508
4
2024-02-08
0000101829
RTX Corp
RTX
0001881827
Johnson Amy L
1000 WILSON BLVD.
ARLINGTON
VA
22209
1
Corporate VP and Controller
0
Common Stock
2024-02-08
4
M
0
2452.0000
0
A
6513.0000
D
Common Stock
2024-02-08
4
A
0
1960.0000
91.0400
A
8473.0000
D
Common Stock
2024-02-08
4
F
0
29.9900
91.0400
D
8443.0100
D
Common Stock
2024-02-08
4
F
0
492.0000
91.0400
D
7951.0100
D
Common Stock
2024-02-08
4
F
0
821.0000
91.0400
D
7130.0100
D
Common Stock
2539.0000
I
By Savings Plan Trustee
Restricted Stock Units
2024-02-08
4
A
0
2200.0000
0.0000
A
Common Stock
2200.0000
23692.0000
D
Restricted Stock Units
2024-02-08
4
M
0
2452.0000
0.0000
D
Common Stock
2452.0000
21240.0000
D
Stock Appreciation Right
91.0400
2024-02-08
4
A
0
18400.0000
91.0400
A
2027-02-08
2034-02-07
Common Stock
18400.0000
18400.0000
D
Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.
Includes 362.01 deferred stock units (the net amount following tax withholding from 392 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.
Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.
Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.
This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 4,395 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
/s/ Michelle G. Gewandter, as Attorney-In-Fact
2024-02-12