0001225208-24-001879.txt : 20240212 0001225208-24-001879.hdr.sgml : 20240212 20240212175644 ACCESSION NUMBER: 0001225208-24-001879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240208 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Amy L CENTRAL INDEX KEY: 0001881827 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 24621710 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RTX Corp CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 1000 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP DATE OF NAME CHANGE: 20200406 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 4 1 doc4.xml X0508 4 2024-02-08 0000101829 RTX Corp RTX 0001881827 Johnson Amy L 1000 WILSON BLVD. ARLINGTON VA 22209 1 Corporate VP and Controller 0 Common Stock 2024-02-08 4 M 0 2452.0000 0 A 6513.0000 D Common Stock 2024-02-08 4 A 0 1960.0000 91.0400 A 8473.0000 D Common Stock 2024-02-08 4 F 0 29.9900 91.0400 D 8443.0100 D Common Stock 2024-02-08 4 F 0 492.0000 91.0400 D 7951.0100 D Common Stock 2024-02-08 4 F 0 821.0000 91.0400 D 7130.0100 D Common Stock 2539.0000 I By Savings Plan Trustee Restricted Stock Units 2024-02-08 4 A 0 2200.0000 0.0000 A Common Stock 2200.0000 23692.0000 D Restricted Stock Units 2024-02-08 4 M 0 2452.0000 0.0000 D Common Stock 2452.0000 21240.0000 D Stock Appreciation Right 91.0400 2024-02-08 4 A 0 18400.0000 91.0400 A 2027-02-08 2034-02-07 Common Stock 18400.0000 18400.0000 D Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level. Includes 362.01 deferred stock units (the net amount following tax withholding from 392 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock. Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021. This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 4,395 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period. /s/ Michelle G. Gewandter, as Attorney-In-Fact 2024-02-12