0001225208-24-000993.txt : 20240117
0001225208-24-000993.hdr.sgml : 20240117
20240117173712
ACCESSION NUMBER: 0001225208-24-000993
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240107
FILED AS OF DATE: 20240117
DATE AS OF CHANGE: 20240117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASPER PHILIP J
CENTRAL INDEX KEY: 0001559248
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 24539477
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RTX Corp
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 WILSON BLVD
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 1000 WILSON BLVD
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
DATE OF NAME CHANGE: 20200406
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
3
1
doc3.xml
X0206
3
2024-01-07
0
0000101829
RTX Corp
RTX
0001559248
JASPER PHILIP J
1000 WILSON BLVD.
ARLINGTON
VA
22209
1
President, Raytheon
Common Stock
12232.1860
D
Common Stock
2201.0000
I
By Savings Plan Trustee
Restricted Stock Units
Common Stock
12181.0000
D
Restricted Stock Units
2024-02-08
Common Stock
7301.0000
D
Restricted Stock Units
2026-02-08
Common Stock
2837.0000
D
Restricted Stock Units
2025-02-15
Common Stock
2894.0000
D
Rockwell NQSP
Common Stock
4549.7203
D
SRP Stock Unit
Common Stock
1259.1675
D
Stock Appreciation Right
71.6200
2022-02-05
2029-02-04
Common Stock
47052.0000
D
Stock Appreciation Right
72.4900
2024-02-08
2031-02-07
Common Stock
16100.0000
D
Stock Appreciation Right
90.7300
2023-02-04
2030-02-03
Common Stock
37945.0000
D
Stock Appreciation Right
94.0400
2025-02-15
2032-02-14
Common Stock
26100.0000
D
Stock Appreciation Right
97.6500
2026-02-08
2033-02-07
Common Stock
21900.0000
D
These Restricted Stock Units ("RSUs") were awarded on January 28, 2020 in connection with the reporting person's membership in the RTX Corporation ("RTX") (formerly United Technologies Corporation ("UTC")) Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2022 Form 10-K).
Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
In February 2021, in addition to the stock appreciation rights ("SARs") and not included in this number, the reporting person was also awarded 7,080 performance share units ("PSUs") under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS) growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.
In February 2022, in addition to the SARs and not included in this number, the reporting person was also awarded 5,745 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
In February 2023, in addition to the SARs and not included in this number, the reporting person was also awarded 5,530 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
jasper-poa_01052024.txt
/s/ Michelle G. Gewandter, as Attorney-In-Fact
2024-01-17
EX-24
2
jasper-poa_01052024.txt
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby constitutes and
appoints Ramsaran Maharajh, Jr., Edward G. Perrault, Richard A. Calame, Michelle
G. Gewandter and Jennifer Yahl to be his or her true and lawful
attorney-in-fact and agent to execute and file for and on behalf of the
undersigned (i) any reports on Forms 3, 4, 5 and, if applicable, 144 (including
any amendments thereto and any successors to such Forms) with respect to
ownership of securities of RTX Corporation (the "Company") that the undersigned
may be required to file with the Securities and Exchange Commission in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder and/or Rule 144 under the Securities Act of 1933, and (ii) as
necessary, any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to file such reports electronically.
The undersigned acknowledges that the foregoing attorney-in-fact, in serving in
such capacity at the request of the undersigned, is not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934 and/or Rule 144 under the
Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, 5 and, if applicable, 144
with respect to the undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact. This Power of Attorney also serves
to revoke and replace as of the date hereof, any prior Power of Attorney
executed by the undersigned with respect to the ownership of securities of the
Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 5th day of January, 2024.
/s/ Philip J. Jasper
Name: Philip J. Jasper