0001225208-22-004414.txt : 20220309
0001225208-22-004414.hdr.sgml : 20220309
20220309170114
ACCESSION NUMBER: 0001225208-22-004414
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220309
DATE AS OF CHANGE: 20220309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eddy Shane G
CENTRAL INDEX KEY: 0001915960
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 22726144
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
3
1
doc3.xml
X0206
3
2022-03-01
0
0000101829
RAYTHEON TECHNOLOGIES CORP
RTX
0001915960
Eddy Shane G
870 WINTER STREET
WALTHAM
MA
02451
1
President, P&W
Common Stock
20794.0000
D
Common Stock
88.0000
I
By Savings Plan Trustee
Restricted Stock Units
Common Stock
28124.0000
D
Restricted Stock Units
2023-02-04
Common Stock
7637.0000
D
Restricted Stock Units
2024-02-08
Common Stock
7463.0000
D
Restricted Stock Units
2022-12-11
Common Stock
12069.0000
D
SRP Stock Unit
Common Stock
2638.8219
D
Stock Appreciation Right
71.6200
2022-02-05
2029-02-04
Common Stock
50594.0000
D
Stock Appreciation Right
72.4900
2024-02-08
2031-02-07
Common Stock
16600.0000
D
Stock Appreciation Right
75.7900
2019-11-01
2026-10-31
Common Stock
8427.0000
D
Stock Appreciation Right
76.0000
2021-01-02
2028-01-01
Common Stock
25297.0000
D
Stock Appreciation Right
82.3500
2020-01-03
2027-01-02
Common Stock
11917.0000
D
Stock Appreciation Right
83.5800
2017-01-02
2024-01-01
Common Stock
6725.0000
D
Stock Appreciation Right
85.4700
2018-01-02
2025-01-01
Common Stock
7406.0000
D
Stock Appreciation Right
90.7300
2023-02-04
2030-02-03
Common Stock
40475.0000
D
Stock Appreciation Right
94.0400
2025-02-15
2032-02-14
Common Stock
58000.0000
D
These Restricted Stock Units ("RSUs") were awarded on November 1, 2016 in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") (formerly United Technologies Corporation ("UTC")) Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2021 Form 10-K).
Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
In February 2021, in addition to the stock appreciation rights ("SARs") and not included in this number, the reporting person was also awarded 7,285 performance share units ("PSUs") under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS) growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.
In February 2022, in addition to the SARs and not included in this number, the reporting person was also awarded 19,145 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period.
eddy-poa_02162022.txt
/s/ Dana Ng as Attorney-In-Fact
2022-03-09
EX-24
2
eddy-poa_02162022.txt
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby constitutes and
appoints Ramsaran Maharajh, Dana Ng, Richard A. Calame and Michelle G. Gewandter
to be his or her true and lawful attorney-in-fact and agent to execute and
file for and on behalf of the undersigned (i) any reports on Forms 3, 4, 5 and,
if applicable, 144 (including any amendments thereto and any successors to such
Forms) with respect to ownership of securities of Raytheon Technologies
Corporation (the "Company") that the undersigned may be required to file with
the Securities and Exchange Commission in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder and/or Rule 144 under
the Securities Act of 1933, and (ii) as necessary, any other documents necessary
or appropriate to obtain codes and passwords enabling the undersigned to file
such reports electronically.
The undersigned acknowledges that the foregoing attorney-in-fact, in serving in
such capacity at the request of the undersigned, is not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934 and/or Rule 144 under the
Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, 5 and, if applicable, 144
with respect to the undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact. This Power of Attorney also serves
to revoke and replace as of the date hereof, any prior Power of Attorney
executed by the undersigned with respect to the ownership of securities of the
Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 16 day of February, 2022.
/s/ Shane G. Eddy
Name: Shane G. Eddy