0001225208-22-003721.txt : 20220301 0001225208-22-003721.hdr.sgml : 20220301 20220301171003 ACCESSION NUMBER: 0001225208-22-003721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dumais Michael R CENTRAL INDEX KEY: 0001531769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 22699557 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2022-02-25 0000101829 RAYTHEON TECHNOLOGIES CORP RTX 0001531769 Dumais Michael R 870 WINTER STREET WALTHAM MA 02451 1 EVP,Chf Transformation Officer Common Stock 2022-02-25 4 M 0 13000.0000 83.5800 A 85390.0000 D Common Stock 2022-02-25 4 S 0 1883.0000 97.7610 D 83507.0000 D Common Stock 2022-02-25 4 S 0 5000.0000 97.7310 D 78507.0000 D Common Stock 2022-02-25 4 D 0 11117.0000 97.7300 D 67390.0000 D Common Stock 2022-02-28 4 M 0 13814.0000 83.5800 A 81204.0000 D Common Stock 2022-02-28 4 S 0 2443.0000 101.4840 D 78761.0000 D Common Stock 2022-02-28 4 S 0 5000.0000 101.4340 D 73761.0000 D Common Stock 2022-02-28 4 D 0 11371.0000 101.5300 D 62390.0000 D Common Stock 1879.0000 I By Savings Plan Trustee Stock Appreciation Right 83.5800 2022-02-25 4 M 0 13000.0000 0.0000 D 2017-01-02 2024-01-01 Common Stock 13000.0000 13814.0000 D Stock Appreciation Right 83.5800 2022-02-28 4 M 0 13814.0000 0.0000 D 2017-01-02 2024-01-01 Common Stock 13814.0000 0.0000 D The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. /s/ Dana Ng as Attorney-In-Fact 2022-03-01