0001225208-21-012278.txt : 20210910
0001225208-21-012278.hdr.sgml : 20210910
20210910170851
ACCESSION NUMBER: 0001225208-21-012278
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210910
DATE AS OF CHANGE: 20210910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Amy L
CENTRAL INDEX KEY: 0001881827
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 211247767
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
3
1
doc3.xml
X0206
3
2021-09-01
0
0000101829
RAYTHEON TECHNOLOGIES CORP
RTX
0001881827
Johnson Amy L
870 WINTER STREET
WALTHAM
MA
02451
1
Corporate VP and Controller
Common Stock
4061.0000
D
Common Stock
2003.0000
I
By Savings Plan Trustee
Restricted Stock Units
2023-02-04
Common Stock
1893.0000
D
Restricted Stock Units
2022-02-05
Common Stock
2430.0000
D
Restricted Stock Units
2024-02-08
Common Stock
2307.0000
D
SRP Stock Unit
Common Stock
107.9320
D
Stock Appreciation Right
71.6200
2022-02-05
2029-02-04
Common Stock
5734.0000
D
Stock Appreciation Right
72.4900
2024-02-08
2031-02-07
Common Stock
4200.0000
D
Stock Appreciation Right
76.0000
2021-01-02
2028-01-01
Common Stock
8769.0000
D
Stock Appreciation Right
82.3500
2020-01-03
2027-01-02
Common Stock
3149.0000
D
Stock Appreciation Right
90.7300
2023-02-04
2030-02-03
Common Stock
10118.0000
D
Each Restricted Stock Unit ("RSU"), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX common stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
In February 2019, in addition to the stock appreciation rights ("SARs") and not included in this number, the reporting person was also awarded performance share units ("PSUs") under the legacy United Technologies Corporation Long-Term Incentive Plan. Following the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation ("UTC") on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX), these PSUs were converted to RSUs and relate to 1,028 shares of RTX Common Stock. Each RSU represents the right to receive one share of RTX Common Stock.
In February 2021, in addition to the SARs and not included in this number, the reporting person was also awarded 1,370 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS") growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.
johnson-poa_09012021.txt
/s/ Dana Ng as Attorney-In-Fact
2021-09-10
EX-24
2
johnson-poa_09012021.txt
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby constitutes and
appoints Frank R. Jimenez, Dana Ng, Richard A. Calame and Michelle G. Gewandter
to be his or her true and lawful attorney-in-fact and agent to execute and file
for and on behalf of the undersigned (i) any reports on Forms 3, 4, 5 and, if
applicable, 144 (including any amendments thereto and any successors to such
Forms) with respect to ownership of securities of Raytheon Technologies
Corporation (the "Company") that the undersigned may be required to file with
the Securities and Exchange Commission in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder and/or Rule 144 under
the Securities Act of 1933, and (ii) as necessary, any other documents necessary
or appropriate to obtain codes and passwords enabling the undersigned to file
such reports electronically.
The undersigned acknowledges that the foregoing attorney-in-fact, in serving in
such capacity at the request of the undersigned, is not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934 and/or Rule 144 under the
Securities Act of 1933.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, 5 and, if applicable, 144
with respect to the undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact. This Power of Attorney also serves
to revoke and replace as of the date hereof, any prior Power of Attorney
executed by the undersigned with respect to the ownership of securities of the
Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 1st day of September, 2021.
/s/ Amy L. Johnson
Name: Amy L. Johnson