0001225208-21-008457.txt : 20210524
0001225208-21-008457.hdr.sgml : 20210524
20210524170434
ACCESSION NUMBER: 0001225208-21-008457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210520
FILED AS OF DATE: 20210524
DATE AS OF CHANGE: 20210524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dumais Michael R
CENTRAL INDEX KEY: 0001531769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 21955902
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2021-05-20
0000101829
RAYTHEON TECHNOLOGIES CORP
RTX
0001531769
Dumais Michael R
870 WINTER STREET
WALTHAM
MA
02451
1
EVP,Chf Transformation Officer
Common Stock
2021-05-20
4
M
0
18000.0000
62.4100
A
74374.0000
D
Common Stock
2021-05-20
4
S
0
4722.0000
84.6370
D
69652.0000
D
Common Stock
2021-05-20
4
D
0
13278.0000
84.6000
D
56374.0000
D
Common Stock
2021-05-24
4
M
0
16476.0000
62.4100
A
72850.0000
D
Common Stock
2021-05-24
4
S
0
4552.0000
86.2702
D
68298.0000
D
Common Stock
2021-05-24
4
D
0
11924.0000
86.2300
D
56374.0000
D
Common Stock
1851.0000
I
By Savings Plan Trustee
Stock Appreciation Right
62.4100
2021-05-20
4
M
0
18000.0000
0.0000
D
2016-01-02
2023-01-01
Common Stock
18000.0000
16476.0000
D
Stock Appreciation Right
62.4100
2021-05-24
4
M
0
16476.0000
0.0000
D
2016-01-02
2023-01-01
Common Stock
16476.0000
0.0000
D
The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX).
The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.635 to $84.637 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.2701 to $86.2800 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
/s/ Dana Ng as Attorney-In-Fact
2021-05-24