0001225208-21-005752.txt : 20210322 0001225208-21-005752.hdr.sgml : 20210322 20210322171408 ACCESSION NUMBER: 0001225208-21-005752 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Dantaya M CENTRAL INDEX KEY: 0001815109 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 21762102 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4/A 1 doc4a.xml X0306 4/A 2021-01-02 2021-01-05 0000101829 RAYTHEON TECHNOLOGIES CORP RTX 0001815109 Williams Dantaya M 870 WINTER STREET WALTHAM MA 02451 1 EVP & Chief HR Officer Common Stock 2021-01-02 4 M 0 883.0000 0 A 6733.7544 D Common Stock 2021-01-04 4 F 0 168.7365 68.4300 D 6565.0179 D Common Stock 2021-01-04 4 F 0 776.0000 68.4300 D 5789.0179 D Includes 441 shares of common stock that otherwise would be received upon the vesting of these restricted stock units (RSUs) for which the reporting person previously elected to defer receipt. The reporting person instead acquired 407.2635 deferred stock units (the net amount following tax withholding) that settle exclusively in shares and are included in this Table I as common stock equivalents. Time-based RSUs that represent the right to receive one share of the Issuer's Common Stock per unit. Due to an administrative error, the Form 4 filed on January 5, 2021 reported the number of shares of RTX common stock withheld to satisfy taxes as 135, when the actual number of shares withheld was 168.7365. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. Includes 2,411.0179 deferred Performance Share Units (PSUs), including the net 407.2635 deferred units (following tax withholding) reported in the footnote above. The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. /s/ Dana Ng as Attorney-In-Fact 2021-03-22