0001225208-21-000311.txt : 20210105 0001225208-21-000311.hdr.sgml : 20210105 20210105170347 ACCESSION NUMBER: 0001225208-21-000311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Dantaya M CENTRAL INDEX KEY: 0001815109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 21506841 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2021-01-02 0000101829 RAYTHEON TECHNOLOGIES CORP RTX 0001815109 Williams Dantaya M 870 WINTER STREET WALTHAM MA 02451 1 EVP & Chief HR Officer Common Stock 2021-01-02 4 M 0 2122.0000 0 A 5850.7544 D Common Stock 2021-01-02 4 M 0 883.0000 0 A 6733.7544 D Common Stock 2021-01-04 4 F 0 135.0000 68.4300 D 6598.7544 D Common Stock 2021-01-04 4 F 0 776.0000 68.4300 D 5822.7544 D Common Stock 2818.0000 I By Savings Plan Trustee Restricted Stock Units 2021-01-02 4 M 0 883.0000 0.0000 D Common Stock 883.0000 22217.0000 D Restricted Stock Units 2021-01-02 4 M 0 2122.0000 0.0000 D Common Stock 2122.0000 20095.0000 D Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Includes 441 shares of common stock that otherwise would be received upon the vesting of these RSUs for which the reporting person previously elected to defer receipt. The reporting person instead acquired 441 deferred stock units that settle exclusively in shares and are included in this Table I as common stock equivalents. Includes 2,444.7544 deferred Performance Share Units (PSUs), including the 441 deferred units reported in the footnote above. The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock. Vesting of RSUs and delivery of shares with respect to RSUs that were converted from PSUs originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). Each RSU represents the right to receive one share of RTX Common Stock. The reporting person previously elected to defer receipt of 441 shares of common stock that otherwise would be received upon the vesting of these RSUs and instead acquired 441 deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock. Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on January 2, 2018. /s/ Dana Ng as Attorney-In-Fact 2021-01-05