0001225208-20-012694.txt : 20201023 0001225208-20-012694.hdr.sgml : 20201023 20201023171105 ACCESSION NUMBER: 0001225208-20-012694 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Austin Lloyd J. III CENTRAL INDEX KEY: 0001680876 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 201258441 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4/A 1 doc4a.xml X0306 4/A 2020-05-12 2020-05-14 0000101829 RAYTHEON TECHNOLOGIES CORP RTX 0001680876 Austin Lloyd J. III 870 WINTER STREET WALTHAM MA 02451 1 Phantom Stock Unit 2020-05-12 4 A 0 2906.4085 65.0700 A Common Stock 2906.4085 8625.3100 D The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. This amended Form 4 is being filed in order to reflect the impact of adjustments to the reporting person's stock ownership as a result of the merger of United Technologies Corporation and Raytheon Company and the related spin-offs of the Otis and Carrier businesses. The converted total number of securities owned following the spin-offs had not yet been determined as of the date of the original filing. /s/ Dana Ng as Attorney-In-Fact 2020-10-23