0001225208-20-012693.txt : 20201023
0001225208-20-012693.hdr.sgml : 20201023
20201023171001
ACCESSION NUMBER: 0001225208-20-012693
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200610
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Dantaya M
CENTRAL INDEX KEY: 0001815109
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 201258429
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-522-3000
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
3/A
1
doc3a.xml
X0206
3/A
2020-06-10
2020-06-15
0
0000101829
RAYTHEON TECHNOLOGIES CORP
RTX
0001815109
Williams Dantaya M
870 WINTER STREET
WALTHAM
MA
02451
1
Chief Human Resources Officer
Restricted Stock Units
2021-01-02
Common Stock
2077.0000
D
Restricted Stock Units
2023-02-04
Common Stock
1831.0000
D
Restricted Stock Units
2022-02-05
Common Stock
1352.0000
D
Restricted Stock Units
2021-10-01
Common Stock
909.0000
D
SRP Stock Unit
Common Stock
363.7450
D
Stock Appreciation Right
62.4100
2016-01-02
2023-01-01
Common Stock
3745.0000
D
Stock Appreciation Right
71.0100
2019-01-04
2026-01-03
Common Stock
2553.0000
D
Stock Appreciation Right
71.6200
2022-02-05
2029-02-04
Common Stock
12142.0000
D
Stock Appreciation Right
76.0000
2021-01-02
2028-01-01
Common Stock
4975.0000
D
Stock Appreciation Right
82.3500
2020-01-03
2027-01-02
Common Stock
4681.0000
D
Stock Appreciation Right
83.5800
2017-01-02
2024-01-01
Common Stock
2809.0000
D
Stock Appreciation Right
85.4700
2018-01-02
2025-01-01
Common Stock
1872.0000
D
Stock Appreciation Right
90.7300
2023-02-04
2030-02-03
Common Stock
10118.0000
D
Each Restricted Stock Unit ("RSU"), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
On April 3, 2020, United Technologies Corporation completed its separation into three independent, publicly-traded companies (the "Separation"): United Technologies Corporation, Carrier Global Corporation, and Otis Worldwide Corporation and, immediately following the Separation, United Technologies Corporation completed its merger of equals with Raytheon Company to form RTX. In connection with the Separation, all equity awards held by the reporting person with respect to United Technologies Corporation common stock as of the Separation were equitably adjusted. This Form 3 is being amended to reflect the number of RTX shares underlying, and the applicable exercise price (if any), of each equity award after giving effect to such adjustment, which had not yet been determined as of the date of the original filing.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX common stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
In February 2019, the reporting person was also awarded performance share units ("PSUs") under the legacy United Technologies Corporation Long-Term Incentive Plan, which after giving effect to the Separation-related adjustment were converted to RSUs and relate to 1,070 shares of RTX Common Stock. Each RSU represents the right to receive one share of RTX Common Stock.
In January 2018, the reporting person was also awarded PSUs under the legacy United Technologies Corporation Long-Term Incentive Plan, which after giving effect to the Separation-related adjustment were converted to RSUs and relate to 883 shares of RTX Common Stock. Each RSU represents the right to receive one share of RTX Common Stock.
/s/ Dana Ng as Attorney-In-Fact
2020-10-23