0001225208-20-012693.txt : 20201023 0001225208-20-012693.hdr.sgml : 20201023 20201023171001 ACCESSION NUMBER: 0001225208-20-012693 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Dantaya M CENTRAL INDEX KEY: 0001815109 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 201258429 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYTHEON TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-522-3000 MAIL ADDRESS: STREET 1: 870 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 3/A 1 doc3a.xml X0206 3/A 2020-06-10 2020-06-15 0 0000101829 RAYTHEON TECHNOLOGIES CORP RTX 0001815109 Williams Dantaya M 870 WINTER STREET WALTHAM MA 02451 1 Chief Human Resources Officer Restricted Stock Units 2021-01-02 Common Stock 2077.0000 D Restricted Stock Units 2023-02-04 Common Stock 1831.0000 D Restricted Stock Units 2022-02-05 Common Stock 1352.0000 D Restricted Stock Units 2021-10-01 Common Stock 909.0000 D SRP Stock Unit Common Stock 363.7450 D Stock Appreciation Right 62.4100 2016-01-02 2023-01-01 Common Stock 3745.0000 D Stock Appreciation Right 71.0100 2019-01-04 2026-01-03 Common Stock 2553.0000 D Stock Appreciation Right 71.6200 2022-02-05 2029-02-04 Common Stock 12142.0000 D Stock Appreciation Right 76.0000 2021-01-02 2028-01-01 Common Stock 4975.0000 D Stock Appreciation Right 82.3500 2020-01-03 2027-01-02 Common Stock 4681.0000 D Stock Appreciation Right 83.5800 2017-01-02 2024-01-01 Common Stock 2809.0000 D Stock Appreciation Right 85.4700 2018-01-02 2025-01-01 Common Stock 1872.0000 D Stock Appreciation Right 90.7300 2023-02-04 2030-02-03 Common Stock 10118.0000 D Each Restricted Stock Unit ("RSU"), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. On April 3, 2020, United Technologies Corporation completed its separation into three independent, publicly-traded companies (the "Separation"): United Technologies Corporation, Carrier Global Corporation, and Otis Worldwide Corporation and, immediately following the Separation, United Technologies Corporation completed its merger of equals with Raytheon Company to form RTX. In connection with the Separation, all equity awards held by the reporting person with respect to United Technologies Corporation common stock as of the Separation were equitably adjusted. This Form 3 is being amended to reflect the number of RTX shares underlying, and the applicable exercise price (if any), of each equity award after giving effect to such adjustment, which had not yet been determined as of the date of the original filing. Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX common stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service. In February 2019, the reporting person was also awarded performance share units ("PSUs") under the legacy United Technologies Corporation Long-Term Incentive Plan, which after giving effect to the Separation-related adjustment were converted to RSUs and relate to 1,070 shares of RTX Common Stock. Each RSU represents the right to receive one share of RTX Common Stock. In January 2018, the reporting person was also awarded PSUs under the legacy United Technologies Corporation Long-Term Incentive Plan, which after giving effect to the Separation-related adjustment were converted to RSUs and relate to 883 shares of RTX Common Stock. Each RSU represents the right to receive one share of RTX Common Stock. /s/ Dana Ng as Attorney-In-Fact 2020-10-23