0001225208-20-001784.txt : 20200206 0001225208-20-001784.hdr.sgml : 20200206 20200206162853 ACCESSION NUMBER: 0001225208-20-001784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marks Judith Fran CENTRAL INDEX KEY: 0001665490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 20583066 MAIL ADDRESS: STREET 1: C/O HUBBELL INCORPORATED STREET 2: 40 WATERVIEW DRIVE CITY: SHELTON STATE: CT ZIP: 06484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2020-02-04 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001665490 Marks Judith Fran 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 President & CEO, Otis Common Stock 93.0000 I By Savings Plan Trustee Restricted Stock Units RSU 2020-02-04 4 A 0 16400.0000 A 2023-02-04 Common Stock 16400.0000 16400.0000 D Stock Appreciation Right 153.0000 2020-02-04 4 A 0 91000.0000 153.0000 A 2023-02-04 2030-02-03 Common Stock 91000.0000 91000.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. /s/ Ariel R. David as Attorney-in-Fact 2020-02-06