0001225208-20-001427.txt : 20200131
0001225208-20-001427.hdr.sgml : 20200131
20200131175339
ACCESSION NUMBER: 0001225208-20-001427
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170912
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Amato Elizabeth B
CENTRAL INDEX KEY: 0001555745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 20566327
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2017-09-12
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001555745
Amato Elizabeth B
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
EVP & Chief HR Officer
Common Stock
2017-09-12
4
P
0
49.0000
110.3100
A
21542.6919
D
Common Stock
2017-09-12
4
P
0
1.0000
110.5200
A
21543.6919
D
Common Stock
2017-12-12
4
P
0
44.0000
123.5300
A
21516.2957
D
Common Stock
2018-03-13
4
P
0
41.0000
132.1500
A
23881.8422
D
Common Stock
2018-03-13
4
P
0
1.0000
122.7300
A
23882.8422
D
Common Stock
2018-06-12
4
P
0
42.0000
128.3200
A
21702.9780
D
Common Stock
2018-09-11
4
P
0
41.0000
133.1700
A
21794.2492
D
Common Stock
2018-09-11
4
P
0
1.0000
128.4400
A
21795.2492
D
Common Stock
2018-09-11
4
P
0
0.6257
133.1630
A
21795.8749
D
Common Stock
14609.0000
I
By Savings Plan Trustee
These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.
These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person.
/s/ Ariel R. David as Attorney-in-Fact
2020-01-31