0001225208-20-001427.txt : 20200131 0001225208-20-001427.hdr.sgml : 20200131 20200131175339 ACCESSION NUMBER: 0001225208-20-001427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170912 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amato Elizabeth B CENTRAL INDEX KEY: 0001555745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 20566327 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2017-09-12 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001555745 Amato Elizabeth B 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 EVP & Chief HR Officer Common Stock 2017-09-12 4 P 0 49.0000 110.3100 A 21542.6919 D Common Stock 2017-09-12 4 P 0 1.0000 110.5200 A 21543.6919 D Common Stock 2017-12-12 4 P 0 44.0000 123.5300 A 21516.2957 D Common Stock 2018-03-13 4 P 0 41.0000 132.1500 A 23881.8422 D Common Stock 2018-03-13 4 P 0 1.0000 122.7300 A 23882.8422 D Common Stock 2018-06-12 4 P 0 42.0000 128.3200 A 21702.9780 D Common Stock 2018-09-11 4 P 0 41.0000 133.1700 A 21794.2492 D Common Stock 2018-09-11 4 P 0 1.0000 128.4400 A 21795.2492 D Common Stock 2018-09-11 4 P 0 0.6257 133.1630 A 21795.8749 D Common Stock 14609.0000 I By Savings Plan Trustee These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934. These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. /s/ Ariel R. David as Attorney-in-Fact 2020-01-31