0001225208-20-000632.txt : 20200107 0001225208-20-000632.hdr.sgml : 20200107 20200107162731 ACCESSION NUMBER: 0001225208-20-000632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES GREGORY CENTRAL INDEX KEY: 0001225946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 20513596 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2020-01-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001225946 HAYES GREGORY 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 1 Chairman, President and CEO Common Stock 2020-01-03 4 M 0 21932.0000 0 A 219963.0000 D Common Stock 2020-01-03 4 F 0 8688.0000 153.3500 D 211275.0000 D Common Stock 164.0000 I By Children's Trust Accounts Common Stock 5279.0000 I By Savings Plan Trustee Common Stock 874.0000 I By Spouse Common Stock 1325.0000 I By Spouse's Savings Plan Account Restricted Stock Units RSU 2020-01-03 4 M 0 21932.0000 0.0000 D 2020-01-03 Common Stock 21932.0000 0.0000 D Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. On January 3, 2017, the reporting person was granted 20,500 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 21,932 RSUs, which included accumulated dividend equivalents, vested. /s/ Ariel R. David as Attorney-in-Fact 2020-01-07