0001225208-19-014560.txt : 20191115
0001225208-19-014560.hdr.sgml : 20191115
20191115162712
ACCESSION NUMBER: 0001225208-19-014560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191113
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ortberg Robert Kelly
CENTRAL INDEX KEY: 0001377692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 191224847
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2019-11-13
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001377692
Ortberg Robert Kelly
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
CEO, Collins Aerospace Systems
Common Stock
2019-11-13
4
M
0
10114.0000
0
A
80325.0000
D
Common Stock
2019-11-13
4
F
0
3103.0000
148.3100
D
77222.0000
D
Common Stock
6111.0000
I
By Savings Plan Trustee
Restricted Stock Units RSU
2019-11-13
4
M
0
10114.0000
0.0000
D
2019-11-13
Common Stock
10114.0000
10114.0000
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.
As previously reported on November 28, 2018, the reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement between UTC and Rockwell Collins. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vested on Nov 13, 2019 and the remainder vest on November 13, 2020.
/s/ Ariel R. David as Attorney-in-Fact
2019-11-15