0001225208-19-014559.txt : 20191115 0001225208-19-014559.hdr.sgml : 20191115 20191115162608 ACCESSION NUMBER: 0001225208-19-014559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191024 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gill Charles D CENTRAL INDEX KEY: 0001395028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 191224836 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2019-10-24 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001395028 Gill Charles D 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Executive VP & General Counsel Common Stock 2019-10-24 4 S 0 3694.0000 141.1720 D 33264.0000 D Common Stock 8896.0000 I By Savings Plan Trustee Common Stock 1546.0200 I By Spouse On October 25, 2019, the reporting person timely reported the exercise of 18,250 Stock Appreciation Rights ("SARs") on October 24, 2019; however, the sale of 3,694 shares of UTC common stock was not reported at that time because it was inadvertently omitted from the transaction information that was transmitted by the reporting person's investment advisor to the issuer in connection with the filing of the Form 4. /s/ Ariel R. David as Attorney-in-Fact 2019-11-15