0001225208-19-007708.txt : 20190503 0001225208-19-007708.hdr.sgml : 20190503 20190503162323 ACCESSION NUMBER: 0001225208-19-007708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dumais Michael R CENTRAL INDEX KEY: 0001531769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 19796516 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2019-05-01 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001531769 Dumais Michael R 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 EVP, Operations & Strategy Common Stock 2019-05-01 4 M 0 4400.0000 0 A 31219.0000 D Common Stock 2019-05-01 4 F 0 2046.0000 141.5800 D 29173.0000 D Common Stock 1755.0000 I By Savings Plan Trustee Restricted Stock Units RSU 2019-05-01 4 M 0 4400.0000 0.0000 D Common Stock 4400.0000 4400.0000 D Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. On May 1, 2017, the reporting person was granted 8,410 RSUs, of which 50% of those RSUs (4,205 RSUs) plus 50% of the dividend equivalents (195 RSUs) vested on May 1, 2019, the second anniversary of the grant date. The remaining 50% of the RSU grant plus dividend equivalents will vest on May 1, 2021. /s/ Ariel R. David as Attorney-in-Fact 2019-05-03