0001225208-19-001972.txt : 20190207
0001225208-19-001972.hdr.sgml : 20190207
20190207163607
ACCESSION NUMBER: 0001225208-19-001972
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitehouse David R
CENTRAL INDEX KEY: 0001638500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 19575615
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2019-02-05
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001638500
Whitehouse David R
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
Corp VP, Treasurer
Common Stock
6066.0000
D
Common Stock
401.0000
I
By Savings Plan Trustee
Restricted Stock Units RSU
2019-02-05
4
A
0
4021.0000
0.0000
A
2022-02-05
Common Stock
4021.0000
4021.0000
D
Stock Appreciation Right
120.7700
2019-02-05
4
A
0
12350.0000
120.7700
A
2022-02-05
2029-02-04
Common Stock
12350.0000
12350.0000
D
Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
/s/ Ariel R. David as Attorney-in-Fact
2019-02-07