0001225208-19-000725.txt : 20190108 0001225208-19-000725.hdr.sgml : 20190108 20190108163214 ACCESSION NUMBER: 0001225208-19-000725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190104 FILED AS OF DATE: 20190108 DATE AS OF CHANGE: 20190108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey Robert J. CENTRAL INDEX KEY: 0001685251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 19516309 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2019-01-04 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001685251 Bailey Robert J. 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Corporate VP, Controller Common Stock 2019-01-04 4 M 0 1215.0000 0 A 1215.0000 D Common Stock 2019-01-04 4 F 0 353.0000 107.0200 D 862.0000 D Common Stock 4241.0000 I By Savings Plan Trustee Restricted Stock Units RSU 2019-01-04 4 M 0 1215.0000 0.0000 D 2019-01-04 2026-01-03 Common Stock 1215.0000 0.0000 D Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock. The reporting person's Form 3 that was filed on September 21, 2016 incorrectly reported that the expiration date for these RSUs was January 3, 2026. These RSUs do not have an expiration date. Instead, they vested on January 4, 2019, the third anniversary of the grant date and converted into UTC common stock. /s/ Ariel R. David as Attorney-in-Fact 2019-01-08