0001225208-19-000725.txt : 20190108
0001225208-19-000725.hdr.sgml : 20190108
20190108163214
ACCESSION NUMBER: 0001225208-19-000725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190104
FILED AS OF DATE: 20190108
DATE AS OF CHANGE: 20190108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bailey Robert J.
CENTRAL INDEX KEY: 0001685251
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 19516309
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2019-01-04
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001685251
Bailey Robert J.
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
Corporate VP, Controller
Common Stock
2019-01-04
4
M
0
1215.0000
0
A
1215.0000
D
Common Stock
2019-01-04
4
F
0
353.0000
107.0200
D
862.0000
D
Common Stock
4241.0000
I
By Savings Plan Trustee
Restricted Stock Units RSU
2019-01-04
4
M
0
1215.0000
0.0000
D
2019-01-04
2026-01-03
Common Stock
1215.0000
0.0000
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.
The reporting person's Form 3 that was filed on September 21, 2016 incorrectly reported that the expiration date for these RSUs was January 3, 2026. These RSUs do not have an expiration date. Instead, they vested on January 4, 2019, the third anniversary of the grant date and converted into UTC common stock.
/s/ Ariel R. David as Attorney-in-Fact
2019-01-08