0001225208-18-000664.txt : 20180104 0001225208-18-000664.hdr.sgml : 20180104 20180104163220 ACCESSION NUMBER: 0001225208-18-000664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES GREGORY CENTRAL INDEX KEY: 0001225946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 18510541 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2018-01-02 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001225946 HAYES GREGORY 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 1 Chairman, President and CEO Common Stock 101869.0000 D Common Stock 5068.0000 I By Savings Plan Trustee Common Stock 874.0000 I By Spouse Common Stock 1273.0000 I By Spouse's Savings Plan Account Restricted Stock Units RSU 2018-01-02 4 A 0 19500.0000 128.1600 A 2021-01-02 Common Stock 19500.0000 19500.0000 D Stock Appreciation Right 128.1600 2018-01-02 4 A 0 161000.0000 128.1600 A 2021-01-02 2028-01-01 Common Stock 161000.0000 161000.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. The reporting person was also awarded 48,500 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. /s/ Ariel R. David as Attorney-in-Fact 2018-01-04