0001225208-17-016941.txt : 20171103
0001225208-17-016941.hdr.sgml : 20171103
20171103163350
ACCESSION NUMBER: 0001225208-17-016941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marks Judith Fran
CENTRAL INDEX KEY: 0001665490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 171176890
MAIL ADDRESS:
STREET 1: C/O HUBBELL INCORPORATED
STREET 2: 40 WATERVIEW DRIVE
CITY: SHELTON
STATE: CT
ZIP: 06484
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
4
1
doc4.xml
X0306
4
2017-11-01
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001665490
Marks Judith Fran
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
President, Otis
Restricted Stock Units
2017-11-01
4
A
0
16660.0000
120.1200
A
Common Stock
16660.0000
16660.0000
D
Restricted Stock Units RSU
2017-11-01
4
A
0
8330.0000
120.1200
A
2020-11-01
Common Stock
8330.0000
8330.0000
D
The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K).
Each Restricted Stock Unit (RSU), including accumulated dividend equivalents, represents a contingent right to receive one share of UTC common stock.
/s/ Ariel R. David as Attorney-in-Fact
2017-11-03