0001225208-17-016941.txt : 20171103 0001225208-17-016941.hdr.sgml : 20171103 20171103163350 ACCESSION NUMBER: 0001225208-17-016941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marks Judith Fran CENTRAL INDEX KEY: 0001665490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 171176890 MAIL ADDRESS: STREET 1: C/O HUBBELL INCORPORATED STREET 2: 40 WATERVIEW DRIVE CITY: SHELTON STATE: CT ZIP: 06484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 4 1 doc4.xml X0306 4 2017-11-01 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001665490 Marks Judith Fran 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 President, Otis Restricted Stock Units 2017-11-01 4 A 0 16660.0000 120.1200 A Common Stock 16660.0000 16660.0000 D Restricted Stock Units RSU 2017-11-01 4 A 0 8330.0000 120.1200 A 2020-11-01 Common Stock 8330.0000 8330.0000 D The RSUs were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group. Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC common stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2016 Form 10-K). Each Restricted Stock Unit (RSU), including accumulated dividend equivalents, represents a contingent right to receive one share of UTC common stock. /s/ Ariel R. David as Attorney-in-Fact 2017-11-03