0001225208-17-009061.txt : 20170503 0001225208-17-009061.hdr.sgml : 20170503 20170503164353 ACCESSION NUMBER: 0001225208-17-009061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDONOUGH ROBERT J CENTRAL INDEX KEY: 0001123874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 17809828 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4.xml X0306 4 2017-05-01 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001123874 MCDONOUGH ROBERT J 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 President, UTC CCS Common Stock 2017-05-01 4 M 0 12064.0000 0 A 23113.0000 D Common Stock 2017-05-01 4 F 0 5062.0000 118.9200 D 18051.0000 D Restricted Stock Units RSU 2017-05-01 4 M 0 12064.0000 0.0000 D Common Stock 12064.0000 0.0000 D Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. On May 1, 2013, the reporting person was granted 23,005 RSUs, which included the right to receive dividend equivalents. On May 1, 2015, the second anniversary of the grant date, 11,472 RSUs, which included accumulated dividend equivalents, vested. On May 1, 2017, the remaining RSUs, including accumulated dividend equivalents, vested. /s/ Ariel R. David as Attorney-in-Fact 2017-05-03