0001225208-17-000726.txt : 20170105 0001225208-17-000726.hdr.sgml : 20170105 20170105163727 ACCESSION NUMBER: 0001225208-17-000726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHRI AKHIL CENTRAL INDEX KEY: 0001517450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 17511237 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4.xml X0306 4 2017-01-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001517450 JOHRI AKHIL 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Executive VP and CFO Common Stock 12300.0000 D Common Stock 4306.0000 I By Savings Plan Trustee Restricted Stock Units RSU 2017-01-03 4 A 0 6900.0000 110.8300 A 2020-01-03 Common Stock 6900.0000 6900.0000 D Stock Appreciation Right 110.8300 2017-01-03 4 A 0 51500.0000 110.8300 A 2020-01-03 2027-01-02 Common Stock 51500.0000 51500.0000 D Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. /s/ Ariel R. David as Attorney-in-Fact 2017-01-05