0001225208-17-000724.txt : 20170105
0001225208-17-000724.hdr.sgml : 20170105
20170105163619
ACCESSION NUMBER: 0001225208-17-000724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dumais Michael R
CENTRAL INDEX KEY: 0001531769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 17511227
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
doc4.xml
X0306
4
2017-01-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001531769
Dumais Michael R
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
SVP, Strategic Planning
Common Stock
18948.0000
D
Common Stock
1674.0000
I
By Savings Plan Trustee
Restricted Stock Units RSU
2017-01-03
4
A
0
5500.0000
110.8300
A
2020-01-03
Common Stock
5500.0000
5500.0000
D
Stock Appreciation Right
110.8300
2017-01-03
4
A
0
41500.0000
110.8300
A
2020-01-03
2027-01-02
Common Stock
41500.0000
41500.0000
D
Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
The reporting person was also awarded 13,700 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
/s/ Ariel R. David as Attorney-in-Fact
2017-01-05