0001225208-17-000714.txt : 20170105 0001225208-17-000714.hdr.sgml : 20170105 20170105163438 ACCESSION NUMBER: 0001225208-17-000714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bryant Diane M CENTRAL INDEX KEY: 0001687544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 17511201 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml X0306 4 2017-01-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001687544 Bryant Diane M 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Phantom Stock Unit 2017-01-03 4 A 0 1398.5383 110.8300 A Common Stock 1398.5383 1398.5383 D Restricted Stock Units 2017-01-03 4 A 0 902.2828 110.8300 A Common Stock 902.2828 902.2828 D Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon retirement or termination from the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to a fixed interest account. /s/ Ariel R. David as Attorney-in-Fact 2017-01-05