0001225208-17-000714.txt : 20170105
0001225208-17-000714.hdr.sgml : 20170105
20170105163438
ACCESSION NUMBER: 0001225208-17-000714
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bryant Diane M
CENTRAL INDEX KEY: 0001687544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 17511201
MAIL ADDRESS:
STREET 1: 2200 MISSION COLLEGE BLVD
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
X0306
4
2017-01-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001687544
Bryant Diane M
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
Phantom Stock Unit
2017-01-03
4
A
0
1398.5383
110.8300
A
Common Stock
1398.5383
1398.5383
D
Restricted Stock Units
2017-01-03
4
A
0
902.2828
110.8300
A
Common Stock
902.2828
902.2828
D
Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon retirement or termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.
Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon retirement or termination from the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to a fixed interest account.
/s/ Ariel R. David as Attorney-in-Fact
2017-01-05