0001225208-16-038775.txt : 20160902
0001225208-16-038775.hdr.sgml : 20160902
20160902170432
ACCESSION NUMBER: 0001225208-16-038775
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150603
FILED AS OF DATE: 20160902
DATE AS OF CHANGE: 20160902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARACI JOHN V
CENTRAL INDEX KEY: 0001189930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 161869297
MAIL ADDRESS:
STREET 1: C/O INTERNATIONAL PAPER
STREET 2: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06921
4
1
doc4.xml
X0306
4
2015-06-03
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001189930
FARACI JOHN V
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
Common Stock
2015-06-03
4
P
0
860.0000
118.6551
A
860.0000
D
Common Stock
2015-07-10
4
P
0
80.0000
109.9173
A
940.0000
D
Common Stock
2015-08-04
4
P
0
239.0000
99.5884
A
1179.0000
D
Common Stock
2015-10-02
4
S
0
42.0000
87.1357
D
1145.2729
D
Common Stock
2016-02-10
4
S
0
1153.0000
87.9628
D
0.1321
D
Common Stock
2016-02-22
4
S
0
0.1321
89.1000
D
0.0000
D
The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. These transactions did not result in a short swing profit because the purchase prices were in each case greater than any of the matchable sale prices and, as a result, no disgorgement to the issuer is required of the reporting person.
Includes additional shares acquired through reinvestment of dividends, which are transactions exempt from reporting under SEC Rule 16a-11.
/s/ Peter J. Graber-Lipperman as Attorney-in-Fact
2016-09-02