0001225208-16-038775.txt : 20160902 0001225208-16-038775.hdr.sgml : 20160902 20160902170432 ACCESSION NUMBER: 0001225208-16-038775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARACI JOHN V CENTRAL INDEX KEY: 0001189930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161869297 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 4 1 doc4.xml X0306 4 2015-06-03 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001189930 FARACI JOHN V 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Common Stock 2015-06-03 4 P 0 860.0000 118.6551 A 860.0000 D Common Stock 2015-07-10 4 P 0 80.0000 109.9173 A 940.0000 D Common Stock 2015-08-04 4 P 0 239.0000 99.5884 A 1179.0000 D Common Stock 2015-10-02 4 S 0 42.0000 87.1357 D 1145.2729 D Common Stock 2016-02-10 4 S 0 1153.0000 87.9628 D 0.1321 D Common Stock 2016-02-22 4 S 0 0.1321 89.1000 D 0.0000 D The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. These transactions did not result in a short swing profit because the purchase prices were in each case greater than any of the matchable sale prices and, as a result, no disgorgement to the issuer is required of the reporting person. Includes additional shares acquired through reinvestment of dividends, which are transactions exempt from reporting under SEC Rule 16a-11. /s/ Peter J. Graber-Lipperman as Attorney-in-Fact 2016-09-02