0001225208-16-035050.txt : 20160614 0001225208-16-035050.hdr.sgml : 20160614 20160614170302 ACCESSION NUMBER: 0001225208-16-035050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitehouse David R CENTRAL INDEX KEY: 0001638500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161713666 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4.xml X0306 4 2016-06-10 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001638500 Whitehouse David R 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Corp VP, Treasurer Common Stock 2016-06-10 4 M 0 11.0000 0 A 3211.0000 D Common Stock 2016-06-10 4 F 0 4.0000 100.3500 D 3207.0000 D Common Stock 248.0000 I By Savings Plan Trustee Dividend Equivalent Rights 2016-06-10 4 A 0 11.0000 100.3500 A Common Stock 11.0000 11.0000 D Dividend Equivalent Rights 2016-06-10 4 M 0 11.0000 100.3500 D Common Stock 11.0000 0.0000 D Restricted stock units (RSUs), including dividend equivalent rights, convert into UTC common stock on a one-for-one basis. On June 1, 2012, the reporting person was granted 1,527 restricted stock units (RSUs), which included the right to receive dividend equivalents, when quarterly dividends are paid on UTC's common stock. On the fourth anniversary of the grant date, June 1, 2016, 1,674 RSUs, which included accumulated dividend equivalents, were converted into common stock. That transaction was reported on June 3, 2016. Those previously awarded RSUs were entitled to an additional 11 dividend equivalents that were not payable until June 10, 2016. The dividend equivalent rights vested on June 1, 2016, yet were not payable until June 10, 2016. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-06-14