0001225208-16-024701.txt : 20160125 0001225208-16-024701.hdr.sgml : 20160125 20160125170326 ACCESSION NUMBER: 0001225208-16-024701 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDUC ROBERT F CENTRAL INDEX KEY: 0001184190 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161359304 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 3 1 doc3.xml X0206 3 2016-01-15 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184190 LEDUC ROBERT F 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 President, Pratt & Whitney Common Stock 47999.0000 D Common Stock 4032.5600 I By Savings Plan Trustee Restricted Stock Units RSU 2018-04-01 Common Stock 4403.0000 D SRP Stock Unit Common Stock 571.9080 D Stock Appreciation Right 74.6600 2015-01-03 2022-01-02 Common Stock 25500.0000 D Stock Appreciation Right 78.9900 2014-01-03 2021-01-02 Common Stock 26000.0000 D Stock Appreciation Right 84.0000 2016-01-03 2013-01-02 Common Stock 23000.0000 D Stock Appreciation Right 115.9200 2018-04-01 2025-03-31 Common Stock 54200.0000 D Each restricted stock unit (RSU) represents a contingent right to receive one share of United Technologies Corporation common stock. Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service. The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-01-25