0001225208-16-024701.txt : 20160125
0001225208-16-024701.hdr.sgml : 20160125
20160125170326
ACCESSION NUMBER: 0001225208-16-024701
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160125
DATE AS OF CHANGE: 20160125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEDUC ROBERT F
CENTRAL INDEX KEY: 0001184190
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 161359304
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
3
1
doc3.xml
X0206
3
2016-01-15
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184190
LEDUC ROBERT F
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
President, Pratt & Whitney
Common Stock
47999.0000
D
Common Stock
4032.5600
I
By Savings Plan Trustee
Restricted Stock Units RSU
2018-04-01
Common Stock
4403.0000
D
SRP Stock Unit
Common Stock
571.9080
D
Stock Appreciation Right
74.6600
2015-01-03
2022-01-02
Common Stock
25500.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
26000.0000
D
Stock Appreciation Right
84.0000
2016-01-03
2013-01-02
Common Stock
23000.0000
D
Stock Appreciation Right
115.9200
2018-04-01
2025-03-31
Common Stock
54200.0000
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of United Technologies Corporation common stock.
Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2016-01-25