0001225208-16-023954.txt : 20160108 0001225208-16-023954.hdr.sgml : 20160108 20160108170254 ACCESSION NUMBER: 0001225208-16-023954 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitehouse David R CENTRAL INDEX KEY: 0001638500 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161333918 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4/A 1 doc4a.xml X0306 4/A 2016-01-04 2016-01-06 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001638500 Whitehouse David R 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Corp VP, Treasurer Common Stock 2016-01-04 4 M 0 1400.0000 0 A 2447.0000 D Common Stock 2016-01-04 4 F 0 544.0000 95.5700 D 1903.0000 D Restricted Stock Units 1/2/13 2016-01-04 4 M 0 1400.0000 D Common Stock 1400.0000 0.0000 D Restricted stock units (RSUs) convert into UTC common stock on a one-for-one basis. On January 2, 2013, the reporting person was granted 1,400 restricted stock units (RSUs), which RSUs vested on the third anniversary of the grant date, January 2, 2016. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-01-08