0001225208-16-023812.txt : 20160106
0001225208-16-023812.hdr.sgml : 20160106
20160106170635
ACCESSION NUMBER: 0001225208-16-023812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitehouse David R
CENTRAL INDEX KEY: 0001638500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 161327594
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
doc4.xml
X0306
4
2016-01-04
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001638500
Whitehouse David R
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
Vice President, Treasurer
Common Stock
1047.0000
D
Common Stock
197.0000
I
By Savings Plan Trustee
Restricted Stock Units 1/4/16
2016-01-04
4
A
0
1055.0000
95.5700
A
Common Stock
1055.0000
1055.0000
D
Stock Appreciation Right
95.5700
2016-01-04
4
A
0
13200.0000
95.5700
A
2019-01-04
2026-01-03
Common Stock
13200.0000
13200.0000
D
Each restricted stock unit (RSU) is equal in value to one share of UTC common stock.
The restricted stock units (RSUs) vest after three years.
The reporting person was also awarded 1,580 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2016-01-06