0001225208-16-023811.txt : 20160106 0001225208-16-023811.hdr.sgml : 20160106 20160106170634 ACCESSION NUMBER: 0001225208-16-023811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchill Neil G. JR CENTRAL INDEX KEY: 0001633746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 161327593 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4.xml X0306 4 2016-01-04 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001633746 Mitchill Neil G. JR 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 Vice President, Controller Common Stock 40.0000 I By Savings Plan Trustee Restricted Stock Units 1/4/16 2016-01-04 4 A 0 1055.0000 95.5700 A Common Stock 1055.0000 1055.0000 D Stock Appreciation Right 95.5700 2016-01-04 4 A 0 13200.0000 95.5700 A 2019-01-04 2026-01-03 Common Stock 13200.0000 13200.0000 D Each restricted stock unit (RSU) is equal in value to one share of UTC common stock. The restricted stock units (RSUs) vest after three years. The reporting person was also awarded 1,580 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. /s/ Charles F. Hildebrand as Attorney-in-Fact 2016-01-06