0001225208-15-019787.txt : 20151020
0001225208-15-019787.hdr.sgml : 20151020
20151020170318
ACCESSION NUMBER: 0001225208-15-019787
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150101
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8607287000
MAIL ADDRESS:
STREET 1: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHRI AKHIL
CENTRAL INDEX KEY: 0001517450
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 151166789
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
3/A
1
doc3a.xml
X0206
3/A
2015-01-01
2015-01-06
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001517450
JOHRI AKHIL
10 FARM SPRINGS ROAD
FARMINGTON
CT
06032
1
SVP and CFO
SRP Stock Unit
Common Stock
717.7320
D
Stock Appreciation Right
54.9500
2012-01-02
2019-01-01
Common Stock
21900.0000
D
Stock Appreciation Right
71.6300
2013-01-04
2020-01-03
Common Stock
14500.0000
D
Stock Appreciation Right
74.6600
2015-01-03
2022-01-02
Common Stock
30500.0000
D
Stock Appreciation Right
75.2100
2011-01-02
2018-01-01
Common Stock
13600.0000
D
Stock Appreciation Right
78.9900
2014-01-03
2021-01-02
Common Stock
22500.0000
D
Each Savings Restoration Plan (SRP) stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other qualifying termination of service in accordance with the reporting person's distribution election.
In the Form 3 previously filed, the balance of the SRP stock units held by the reporting person was incorrectly reported as 714.2 units.
In the Form 3 previously filed, the expiration date for each grant of stock appreciation rights was incorrectly reported to be 4/15/2016. The correct expiration dates have now been included.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2015-10-20