0001225208-15-019787.txt : 20151020 0001225208-15-019787.hdr.sgml : 20151020 20151020170318 ACCESSION NUMBER: 0001225208-15-019787 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150101 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8607287000 MAIL ADDRESS: STREET 1: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHRI AKHIL CENTRAL INDEX KEY: 0001517450 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 151166789 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 3/A 1 doc3a.xml X0206 3/A 2015-01-01 2015-01-06 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001517450 JOHRI AKHIL 10 FARM SPRINGS ROAD FARMINGTON CT 06032 1 SVP and CFO SRP Stock Unit Common Stock 717.7320 D Stock Appreciation Right 54.9500 2012-01-02 2019-01-01 Common Stock 21900.0000 D Stock Appreciation Right 71.6300 2013-01-04 2020-01-03 Common Stock 14500.0000 D Stock Appreciation Right 74.6600 2015-01-03 2022-01-02 Common Stock 30500.0000 D Stock Appreciation Right 75.2100 2011-01-02 2018-01-01 Common Stock 13600.0000 D Stock Appreciation Right 78.9900 2014-01-03 2021-01-02 Common Stock 22500.0000 D Each Savings Restoration Plan (SRP) stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other qualifying termination of service in accordance with the reporting person's distribution election. In the Form 3 previously filed, the balance of the SRP stock units held by the reporting person was incorrectly reported as 714.2 units. In the Form 3 previously filed, the expiration date for each grant of stock appreciation rights was incorrectly reported to be 4/15/2016. The correct expiration dates have now been included. /s/ Charles F. Hildebrand as Attorney-in-Fact 2015-10-20