0001225208-15-008068.txt : 20150317 0001225208-15-008068.hdr.sgml : 20150317 20150317172014 ACCESSION NUMBER: 0001225208-15-008068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARNIS GERAUD CENTRAL INDEX KEY: 0001184185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 15707884 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml X0306 4 2015-03-13 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001184185 DARNIS GERAUD ONE FINANCIAL PLAZA HARTFORD CT 06101 1 Pres. & CEO, UTC Bldg. & Ind. Common Stock 2015-03-13 4 M 0 200000.0000 57.8400 A 351191.4025 D Common Stock 2015-03-13 4 M 0 101500.0000 56.5300 A 452691.4025 D Common Stock 2015-03-13 4 S 0 8000.0000 118.5908 D 444691.4025 D Common Stock 2015-03-13 4 D 0 47408.0000 121.0300 D 397283.4025 D Common Stock 2015-03-13 4 D 0 95579.0000 121.0300 D 301704.4025 D Common Stock 2015-03-13 4 S 0 150513.0000 121.2360 D 151191.4025 D Common Stock (Career Restricted) 4224.0000 D Common Stock 10681.0000 I By Savings Plan Trustee Common Stock 11834.0000 I Trust 3 Common Stock 24000.0000 I Trust 4 Stock Appreciation Right 56.5300 2015-03-13 4 M 0 101500.0000 0.0000 D 2009-01-03 2016-01-02 Common Stock 101500.0000 0.0000 D Stock Appreciation Right 57.8400 2015-03-13 4 M 0 200000.0000 0.0000 D 2009-03-08 2016-03-07 Common Stock 200000.0000 0.0000 D The price reported in Column 4 is a weighted average price. /s/ Charles F. Hildebrand as Attorney-in-Fact 2015-03-17