0001225208-15-003586.txt : 20150211
0001225208-15-003586.hdr.sgml : 20150211
20150211171016
ACCESSION NUMBER: 0001225208-15-003586
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150209
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGAN THOMAS I
CENTRAL INDEX KEY: 0001184192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 15600417
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
4
1
doc4.xml
X0306
4
2015-02-09
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001184192
ROGAN THOMAS I
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
Vice President, Treasurer
Common Stock
2015-02-09
4
A
0
5400.0000
119.3200
A
37821.0000
D
Common Stock
2015-02-09
4
F
0
148.4700
119.3200
D
37672.5300
D
Common Stock (Career Restricted)
4960.0000
D
Common Stock
5.0000
I
By Savings Plan Trustee
Common Stock
12769.0000
I
By Trust
The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock.
/s/ Charles F. Hildebrand as Attorney-in-Fact
2015-02-11