0001225208-15-001986.txt : 20150126
0001225208-15-001986.hdr.sgml : 20150126
20150126171043
ACCESSION NUMBER: 0001225208-15-001986
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150115
FILED AS OF DATE: 20150126
DATE AS OF CHANGE: 20150126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/
CENTRAL INDEX KEY: 0000101829
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 060570975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNITED TECHNOLOGIES BLDG
STREET 2: ONE FINANCIAL PLZ
CITY: HARTFORD
STATE: CT
ZIP: 06101
BUSINESS PHONE: 8607287000
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER
DATE OF NAME CHANGE: 19850825
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP
DATE OF NAME CHANGE: 19841205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dumais Michael R
CENTRAL INDEX KEY: 0001531769
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00812
FILM NUMBER: 15549278
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORPORATION
STREET 2: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06101
3/A
1
doc3a.xml
X0206
3/A
2015-01-15
2015-01-23
0
0000101829
UNITED TECHNOLOGIES CORP /DE/
UTX
0001531769
Dumais Michael R
ONE FINANCIAL PLAZA
HARTFORD
CT
06101
1
SVP, Strategic Planning
Stock Appreciation Right
115.0400
2018-01-02
2025-01-01
Common Stock
37000.0000
D
The Form 3 initially filed has been amended to add the SARS awarded 1/2/2015 and the associated footnote concerning PSUs.
The reporting person was also awarded 8,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
dumais.txt
/s/ Charles F. Hildebrand as Attorney-in-Fact
2015-01-26