0001225208-15-001986.txt : 20150126 0001225208-15-001986.hdr.sgml : 20150126 20150126171043 ACCESSION NUMBER: 0001225208-15-001986 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150115 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 8607287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dumais Michael R CENTRAL INDEX KEY: 0001531769 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00812 FILM NUMBER: 15549278 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 3/A 1 doc3a.xml X0206 3/A 2015-01-15 2015-01-23 0 0000101829 UNITED TECHNOLOGIES CORP /DE/ UTX 0001531769 Dumais Michael R ONE FINANCIAL PLAZA HARTFORD CT 06101 1 SVP, Strategic Planning Stock Appreciation Right 115.0400 2018-01-02 2025-01-01 Common Stock 37000.0000 D The Form 3 initially filed has been amended to add the SARS awarded 1/2/2015 and the associated footnote concerning PSUs. The reporting person was also awarded 8,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. dumais.txt /s/ Charles F. Hildebrand as Attorney-in-Fact 2015-01-26